Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benito Ibarra Jr.NYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC01-16-2019
Louie J. WilliamsNYLIFE Securities LLCFarmers Financial Solutions, LLC12-06-2018
Ria Ann BattistiNYLIFE Securities LLCJ.P. Morgan Securities LLC11-06-2018
Matthew AcostaNYLIFE Securities LLCJ.P. Morgan Securities LLC09-25-2018
Gerald Karl BloodsawNYLIFE Securities LLCMML Investors Services, LLC10-17-2017
Timothy Garvey EllisNYLIFE Securities LLCFirst Command Financial Planning, Inc.08-31-2017
William Ralph Buikema Jr.NYLIFE Securities LLCMML Investors Services, LLC07-21-2017
Robert Frank BatyNYLIFE Securities LLCCountry Capital Management Company06-09-2017
Rowena Vitas OrtacNYLIFE Securities LLCCountry Capital Management Company05-09-2017
Jason YangNYLIFE Securities LLCMetLife Securities Inc.01-23-2017
Edward L SilvermanNYLIFE Securities LLCAXA Advisors, LLC11-02-2016
Tranece ArtisNYLIFE Securities LLCCountry Capital Management Company10-31-2016
Fred Henry SpagatNYLIFE Securities LLCTransamerica Financial Advisors, Inc02-04-2016
KyungEun KimNYLIFE Securities LLCPark Avenue Securities LLC01-12-2016
Justine H. ChonNYLIFE Securities LLCMetLife Securities Inc.12-11-2015
John George Ulreich Jr.NYLIFE Securities LLCNYLIFE Securities LLC11-04-2015
Chadwick Ryan NoyesNYLIFE Securities LLCMML Investors Services, LLC10-27-2015
Steven David BourginNYLIFE Securities LLCLevel Four Advisory Services07-09-2015
Paris Monte LewisNYLIFE Securities LLCMetLife Securities Inc.03-27-2015
Michael Joseph JenningsNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC12-26-2014
Zachary James DombrowskiNYLIFE Securities LLCAXA Advisors, LLC12-19-2014
Edward Herbert Brenmark IIINYLIFE Securities LLCMetLife Securities Inc.$5010-28-2014
Raymond Ian Hylton IINYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC08-15-2014
Brian P. CallahanNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC07-09-2014
Paul N. LekousisNYLIFE Securities LLCPruco Securities, LLC.02-26-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.