Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ria Ann BattistiNYLIFE Securities LLCJ.P. Morgan Securities LLC11-06-2018
Gerald Karl BloodsawNYLIFE Securities LLCMML Investors Services, LLC10-17-2017
William Ralph Buikema Jr.NYLIFE Securities LLCMML Investors Services, LLC$25007-21-2017
Tranece ArtisNYLIFE Securities LLCCountry Capital Management Company10-31-2016
KyungEun KimNYLIFE Securities LLCPark Avenue Securities LLC01-12-2016
Justine H. ChonNYLIFE Securities LLCMetLife Securities Inc.12-11-2015
Paris Monte LewisNYLIFE Securities LLCMetLife Securities Inc.03-27-2015
Zachary James DombrowskiNYLIFE Securities LLCAXA Advisors, LLC12-19-2014
Edward Herbert Brenmark IIINYLIFE Securities LLCMetLife Securities Inc.10-28-2014
Norman F JanisNYLIFE Securities LLCAXA Advisors, LLC$1001-14-2014
John Anthony SkrydNYLIFE Securities LLCAXA Advisors, LLC11-22-2013
Walter J. KropNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2013
Barry Leonard FinkelsteinNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC$1006-01-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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