Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Leonard FinkelsteinNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC06-01-2010
Benito Ibarra JrNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC01-16-2019
Donald Gray VearNYLIFE Securities LLCPark Avenue Securities LLC09-18-2020
Edward Herbert Brenmark IIINYLIFE Securities LLCMetLife Securities Inc.10-28-2014
Gerald Karl BloodsawNYLIFE Securities LLCMML Investors Services, LLC10-17-2017
Jennifer Cage DoughertyNYLIFE Securities LLCE*TRADE Securities LLC12-16-2010
Justine H ChonNYLIFE Securities LLCMetLife Securities Inc.12-11-2015
Louie J WilliamsNYLIFE Securities LLCFarmers Financial Solutions, LLC12-06-2018
Norman F JanisNYLIFE Securities LLCEquitable Advisors, LLC01-14-2014
Peter Harry HoopisNYLIFE Securities LLCMML Investors Services, LLC$1005-07-2020
Ria Ann BattistiNYLIFE Securities LLCJ.P. Morgan Securities LLC11-06-2018
Ronald Craig DicksteinNYLIFE Securities LLCMML Investors Services, LLC$1609-29-2015
Timothy Garvey EllisNYLIFE Securities LLCFirst Command Brokerage Services, Inc.08-31-2017
Tranece ArtisNYLIFE Securities LLCCountry Capital Management Company10-31-2016
William Ralph Buikema JrNYLIFE Securities LLCMML Investors Services, LLC$15007-21-2017
Zachary James DombrowskiNYLIFE Securities LLCEquitable Advisors, LLC12-19-2014

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.