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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis J. BartlettNYLIFE Securities LLCEdward Jones08-13-2013
Timothy F. KreiselNYLIFE Securities LLCState Farm VP Management Corp.02-15-2013
Shayne Adelbert DentonNYLIFE Securities LLCCommunityAmerica Financial Solutions, LLC12-02-2016
Rebecca Ann GorrellNYLIFE Securities LLCMetLife Securities Inc.05-29-2012
Nicholas M. DarrahNYLIFE Securities LLCPrincipal Securities, Inc.$1011-03-2009
Mark Wayne OsbornNYLIFE Securities LLCWaddell & Reed08-07-2009
Kendra A. BeyerNYLIFE Securities LLCWaddell & Reed03-20-2018
Kay Sophia WhittlerNYLIFE Securities LLCPFS Investments Inc.12-13-2018
Karen Lea MusselmanNYLIFE Securities LLCN.I.S. Financial Services, Inc.06-30-2017
Jeremy Matthew BradenNYLIFE Securities LLCWaddell & Reed04-09-2018
Jeremy Allen ShookNYLIFE Securities LLCWaddell & Reed$15904-11-2018
Jeffrey Martin NorrisNYLIFE Securities LLCMML Investors Services, LLC09-20-2017
Jeffrey Lee GoffNYLIFE Securities LLCCommerce Brokerage Services, Inc.04-03-2009
James William ThorpeNYLIFE Securities LLCMetLife Securities Inc.01-13-2010
George Vlandimir CzaplinskiNYLIFE Securities LLCMetLife Securities Inc.$1007-18-2012
Dylan T. DonnerNYLIFE Securities LLCUvest Financial Services Group, Inc.01-31-2011
David Sung-Jin KimNYLIFE Securities LLCNYLIFE Securities LLC08-19-2013
Christopher Shane WilliamsNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2020
Christopher James SenecautNYLIFE Securities LLCMWA Financial Services Inc.08-01-2017
Christopher Alan FallettiNYLIFE Securities LLCWells Fargo Clearing Services, LLC$10006-16-2009
Bruce Edward DowellNYLIFE Securities LLCMetLife Securities Inc.02-05-2014

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.