Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Michael LaventureNYLIFE Securities LLCFirst Command Financial Planning, Inc.12-14-2018
Cherrill Corby LewisNYLIFE Securities LLCInvestment Planners, Inc.$2504-09-2018
Diana S. FigueiredoNYLIFE Securities LLCLPL Financial LLC09-19-2016
James Louis BagliniNYLIFE Securities LLCSantander Securities LLC06-10-2016
Antoinette Marie LitrentaNYLIFE Securities LLCPruco Securities, LLC.02-19-2016
Andrew John MoserNYLIFE Securities LLCELE Wealth Advisors, Inc.01-28-2016
Louis S DonatoNYLIFE Securities LLCNational Planning Corporation12-11-2014
Robert Charles Crocker Jr.NYLIFE Securities LLCSantander Securities LLC11-25-2014
David J. WilsonNYLIFE Securities LLCMorgan Stanley05-21-2014
John Francis FedorchukNYLIFE Securities LLCPalmetto Financial Services07-01-2013
Nicholas SilvaNYLIFE Securities LLCMetLife Securities Inc.07-01-2011
Dmitry FrenklakhNYLIFE Securities LLCMetLife Securities Inc.10-05-2010
Jeffrey Edward BysNYLIFE Securities LLCSignator Investors, Inc.07-20-2010
Paul Louis MartinoNYLIFE Securities LLCLincoln Financial Advisors Corporation03-19-2009
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.