Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Jean DestefanoNYLIFE Securities LLCAmeritas Investment Company, LLC11-30-2017
Alfred Charles MarianoNYLIFE Securities LLCAXA Advisors, LLC06-24-2016
Kevin Thomas EwingNYLIFE Securities LLCBankers Life Securities, Inc.03-06-2019
Emmanuel InnocentNYLIFE Securities LLCCitizens Securities, Inc.06-04-2019
Cheryl Pamela BerthiaumeNYLIFE Securities LLCEdward Jones$5009-16-2011
Kenneth J GalvinNYLIFE Securities LLCEdward Jones$1002-03-2011
Steven T JonesNYLIFE Securities LLCEdward Jones09-24-2010
Andrew John MoserNYLIFE Securities LLCELE Wealth Advisors, Inc.01-28-2016
Nicholas Henry JuddNYLIFE Securities LLCFidelity Brokerage Services LLC07-22-2019
Jonas BrierNYLIFE Securities LLCFidelity Brokerage Services LLC11-11-2011
George Michael LaventureNYLIFE Securities LLCFirst Command Financial Planning, Inc.12-14-2018
Benjamin S. HoisingtonNYLIFE Securities LLCHorace Mann Investors, Inc.07-13-2015
Cherrill Corby LewisNYLIFE Securities LLCInvestment Planners, Inc.$2504-09-2018
John Joseph NooneNYLIFE Securities LLCInvestment Professionals, Inc.08-10-2017
Paul Louis MartinoNYLIFE Securities LLCLincoln Financial Advisors Corporation03-19-2009
Domenica Marie FullerNYLIFE Securities LLCLPL Financial LLC05-09-2019
Diana S. FigueiredoNYLIFE Securities LLCLPL Financial LLC09-19-2016
Gordon L SzerlipNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2010
Michael T. RossmanNYLIFE Securities LLCMetLife Securities Inc.04-02-2012
Nicholas SilvaNYLIFE Securities LLCMetLife Securities Inc.07-01-2011
Dmitry FrenklakhNYLIFE Securities LLCMetLife Securities Inc.10-05-2010
Frank RosanoNYLIFE Securities LLCMetLife Securities Inc.01-05-2009
Louis Joseph Orlando IIINYLIFE Securities LLCMKM Partners LLC05-23-2012
David J. WilsonNYLIFE Securities LLCMorgan Stanley05-21-2014
Marjorie Leonard JeremieNYLIFE Securities LLCNational Planning Corporation11-20-2015
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.