Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terrence Andrew TaylorNYLIFE Securities LLCVALIC Financial Advisors, Inc.03-27-2009
Kevin Joseph KelleherNYLIFE Securities LLCAmeriprise Financial Services, Inc.03-31-2009
John Garrett Stone Jr.NYLIFE Securities LLCEdward Jones09-15-2009
Jasmine Kali ParkerNYLIFE Securities LLCEdward Jones$10010-15-2009
Renee Rose KremmNYLIFE Securities LLCBanc of America Investment Services, Inc.$25010-20-2009
Simpson Gordon Turley IIINYLIFE Securities LLCEdward Jones04-09-2010
John William KokieNYLIFE Securities LLCThrivent Investment Management Inc.08-02-2010
Robert Montelle WrightNYLIFE Securities LLCMML Investors Services, LLC$50005-19-2011
Yoshiko HayakawaNYLIFE Securities LLCPark Avenue Securities LLC06-06-2011
Daniel E. JossenNYLIFE Securities LLCPark Avenue Securities LLC06-07-2011
Phyllis Cooper ThompsonNYLIFE Securities LLCPNC Investments$50012-22-2011
Sean Christopher McqueenNYLIFE Securities LLCFirst Command Financial Planning, Inc.05-22-2012
Frances Ann TolerNYLIFE Securities LLCPark Avenue Securities LLC$10006-11-2012
David Cameron DlugaczNYLIFE Securities LLCSecurian Financial Services, Inc.06-28-2012
William D. Groff IVNYLIFE Securities LLCT. Rowe Price Investment Services, Inc.08-21-2012
Debra Ann PressNYLIFE Securities LLCLincoln Financial Advisors Corporation$50008-23-2012
Ester Mendoza KlugNYLIFE Securities LLCPFS Investments Inc.09-06-2012
Victoria L. StaudingerNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC$10009-11-2012
Raffaele Antonio BeminiNYLIFE Securities LLCAllstate Financial Services, LLC12-03-2012
Jeffrey Leroy BrownNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-02-2013
Catherine Gail TurnerNYLIFE Securities LLCH. Beck, Inc.$10012-11-2013
Tamara Lisa HaskinsNYLIFE Securities LLCTriad Advisors LLC$50001-03-2015
Ravenna Diane DodsNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC07-21-2015
Thomas ByrnesNYLIFE Securities LLCSagePoint Financial, Inc.03-09-2016
Blair Leroy FetzerNYLIFE Securities LLCSagePoint Financial, Inc.03-10-2016
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.