Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Richard GreerNYLIFE Securities LLCCountry Capital Management Company05-18-2018
Craig Eric StockelNYLIFE Securities LLCThrivent Investment Management Inc.12-26-2017
Paulette Marie HanssenNYLIFE Securities LLCThrivent Investment Management Inc.12-26-2017
Justin Alan SimonNYLIFE Securities LLCCountry Capital Management Company10-23-2017
Bradlee Thomas BameNYLIFE Securities LLCThrivent Investment Management Inc.07-19-2017
Gregory Michael SperberNYLIFE Securities LLCThrivent Investment Management Inc.07-14-2017
Shirley Marie BachmanNYLIFE Securities LLCThrivent Investment Management Inc.07-14-2017
David Steven LovhaugNYLIFE Securities LLCThrivent Investment Management Inc.05-26-2017
Wayne Scott Ki KangasNYLIFE Securities LLCThrivent Investment Management Inc.12-20-2016
Mark Dallas SandersonNYLIFE Securities LLCThrivent Investment Management Inc.10-28-2016
Devory Alicia FischerNYLIFE Securities LLCThrivent Investment Management Inc.10-07-2016
John David PatockNYLIFE Securities LLCThrivent Investment Management Inc.08-31-2016
Dennis MelnikNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC04-22-2016
Lance Jason BestNYLIFE Securities LLCCountry Capital Management Company03-15-2016
Roger Ivar GrumdahlNYLIFE Securities LLCThrivent Investment Management Inc.11-06-2015
John Richard Van CampNYLIFE Securities LLCThrivent Investment Management Inc.08-25-2015
Brandon Lee HansonNYLIFE Securities LLCThrivent Investment Management Inc.04-15-2015
Linda Marie MielkeNYLIFE Securities LLCThrivent Investment Management Inc.$104-10-2015
Mark Allen JohnsonNYLIFE Securities LLCThrivent Investment Management Inc.04-06-2015
Tina Marie SoumareNYLIFE Securities LLCAmeriprise Financial Services, Inc.03-17-2015
Reed John HagbergNYLIFE Securities LLCAmeriprise Financial Services, Inc.11-13-2014
Patrick Thomas LangNYLIFE Securities LLCThrivent Investment Management Inc.10-08-2014
Jon Elmer RustenNYLIFE Securities LLCThrivent Investment Management Inc.$1009-18-2014
Whitney L EmanuelNYLIFE Securities LLCAmeriprise Financial Services, Inc.06-23-2014
David Ross AntonovichNYLIFE Securities LLCSunset Financial Services, Inc.01-10-2013
Next Page »

Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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