Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Whitney EmanuelNYLIFE Securities LLCAmeriprise Financial Services, LLC06-23-2014
Wayne Scott Ki KangasNYLIFE Securities LLCThrivent Investment Management Inc.12-20-2016
Tina Marie SoumareNYLIFE Securities LLCAmeriprise Financial Services, LLC03-17-2015
Thomas Olaf GraffNYLIFE Securities LLCThrivent Investment Management Inc.$1009-10-2015
Steven Edward HauserNYLIFE Securities LLCAmeriprise Financial Services, LLC12-21-2012
Shirley BachmanNYLIFE Securities LLCThrivent Investment Management Inc.07-14-2017
Roger Ivar GrumdahlNYLIFE Securities LLCThrivent Investment Management Inc.11-06-2015
Reed John HagbergNYLIFE Securities LLCAmeriprise Financial Services, LLC11-13-2014
Philip Paul SchouweilerNYLIFE Securities LLCProEquities, Inc.10-09-2012
Paulette Marie HanssenNYLIFE Securities LLCThrivent Investment Management Inc.12-26-2017
Patrick Thomas LangNYLIFE Securities LLCThrivent Investment Management Inc.10-08-2014
Mark Dallas SandersonNYLIFE Securities LLCThrivent Investment Management Inc.10-28-2016
Mark Allen JohnsonNYLIFE Securities LLCThrivent Investment Management Inc.04-06-2015
Linda Marie MielkeNYLIFE Securities LLCThrivent Investment Management Inc.04-10-2015
Lance Jason BestNYLIFE Securities LLCCountry Capital Management Company03-15-2016
Kwong Chiu LumNYLIFE Securities LLCWaddell & Reed02-03-2011
Justin Alan SimonNYLIFE Securities LLCCountry Capital Management Company10-23-2017
Joseph Richard GreerNYLIFE Securities LLCCountry Capital Management Company05-18-2018
Jon Elmer RustenNYLIFE Securities LLCThrivent Investment Management Inc.$1009-18-2014
John Richard VancampNYLIFE Securities LLCThrivent Investment Management Inc.08-25-2015
John Henry Swon IVNYLIFE Securities LLCEdward Jones11-08-2010
John David PatockNYLIFE Securities LLCThrivent Investment Management Inc.08-31-2016
Jeffrey David EngeboseNYLIFE Securities LLCThrivent Investment Management Inc.$5008-25-2015
Jason Thomas WahlbergNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC08-23-2011
Gregory Michael SperberNYLIFE Securities LLCThrivent Investment Management Inc.07-14-2017
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.