Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mario SolodkinNYLIFE Securities LLCPruco Securities, LLC.12-27-2018
David C. D'Albero IINYLIFE Securities LLCMML Investors Services, LLC11-20-2017
John William CacciapuotiNYLIFE Securities LLCMML Investors Services, LLC11-09-2017
Carmine Brandon CoppolaNYLIFE Securities LLCMML Investors Services, LLC08-17-2017
Terrence Patrick MurphyNYLIFE Securities LLCPruco Securities, LLC.02-24-2017
Daniel J. SteimleNYLIFE Securities LLCPruco Securities, LLC.11-17-2016
Alan R. Babbitt Sr.NYLIFE Securities LLCPruco Securities, LLC.11-14-2016
Reuel Moore Sr.NYLIFE Securities LLCAllstate Financial Services, LLC09-20-2016
Michael Gerardo BozzoneNYLIFE Securities LLCCarey Financial, LLC06-19-2015
Scott Roger PalominoNYLIFE Securities LLCWells Fargo Clearing Services, LLC10-10-2014
Gerald K. DelkNYLIFE Securities LLCVanguard Marketing Corporation05-19-2014
Mark Dean OlsonNYLIFE Securities LLCAllstate Financial Services, LLC12-03-2012
Rakesh Kumar SharmaNYLIFE Securities LLCPark Avenue Securities LLC10-25-2012
Michael Anthony FerraraNYLIFE Securities LLCMetLife Securities Inc.03-09-2012
Jason Marcel GonzalezNYLIFE Securities LLCMetLife Securities Inc.08-12-2010
Giro Michael MaddalunaNYLIFE Securities LLCBarclays Capital Inc.06-04-2010
Jennifer Liu-LeonardoNYLIFE Securities LLCMetLife Securities Inc.02-18-2010
Edward John KovacNYLIFE Securities LLCHornor, Townsend & Kent, LLC11-04-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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