Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Dean OlsonNYLIFE Securities LLCAllstate Financial Services, LLC12-03-2012
Smita R ShahNYLIFE Securities LLCAvantax Investment Services, Inc.01-21-2016
Giro Michael MaddalunaNYLIFE Securities LLCBarclays Capital Inc.06-04-2010
Paul Christopher DebiasseNYLIFE Securities LLCEquitable Advisors, LLC10-25-2018
Edward John KovacNYLIFE Securities LLCHornor, Townsend & Kent, LLC11-04-2009
Thomas Vincent DeeganNYLIFE Securities LLCJ.P. Morgan Securities LLC12-02-2019
Dana R MillmoreNYLIFE Securities LLCJ.P. Morgan Securities LLC08-09-2017
Krista J SouthardNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Christina Chunglih HsuNYLIFE Securities LLCMetLife Securities Inc.11-14-2012
Jason Marcel GonzalezNYLIFE Securities LLCMetLife Securities Inc.08-12-2010
Richard VulloNYLIFE Securities LLCMML Investors Services, LLC05-22-2020
Chandrakant Mahijibhai PatelNYLIFE Securities LLCMML Investors Services, LLC$5002-19-2019
Matthew C WalkerNYLIFE Securities LLCMML Investors Services, LLC11-02-2018
Young K LeeNYLIFE Securities LLCMML Investors Services, LLC02-24-2017
Gerard Marc St-CyrNYLIFE Securities LLCMorgan Stanley07-17-2020
Rakesh Kumar SharmaNYLIFE Securities LLCPark Avenue Securities LLC10-25-2012
Richard SernaNYLIFE Securities LLCPNC Investments11-27-2018
Elvis Musawa WafulaNYLIFE Securities LLCPruco Securities, LLC.11-19-2018
Terrence Patrick MurphyNYLIFE Securities LLCPruco Securities, LLC.02-24-2017
Daniel J SteimleNYLIFE Securities LLCPruco Securities, LLC.11-17-2016
Alan R Babbitt SrNYLIFE Securities LLCPruco Securities, LLC.11-14-2016
Ashok KalidindiNYLIFE Securities LLCScottrade, Inc.07-21-2015
Robert James Covello JrNYLIFE Securities LLCSecurian Financial Services, Inc.02-05-2020
Lynda K DillmanNYLIFE Securities LLCThrivent Investment Management Inc.09-27-2019
Victor Alfonso Bellido BarrigaNYLIFE Securities LLCWells Fargo Clearing Services, LLC10-12-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.