Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Joseph DenisNYLIFE Securities LLCCetera Advisor Networks LLC12-04-2019
Anowar Sadat OsmaniNYLIFE Securities LLCSignature Securities$10006-25-2019
Richard Lawrence ReandeauNYLIFE Securities LLCWoodmen Financial Services, Inc.05-23-2019
Robert William CasaleNYLIFE Securities LLCJ.P. Morgan Securities LLC$10005-15-2019
Walter SemeniakNYLIFE Securities LLCWoodmen Financial Services, Inc.04-26-2019
Richard Thomas BakerNYLIFE Securities LLCWoodmen Financial Services, Inc.04-04-2019
Angela PandalenoNYLIFE Securities LLCPark Avenue Securities LLC$10001-08-2019
Eric Jordan LiptonNYLIFE Securities LLCQuest Capital Strategies, Inc.12-14-2018
Joshua Thomas McCarthyNYLIFE Securities LLCSignator Investors, Inc.10-16-2018
Karim Andre MorganNYLIFE Securities LLCJ.P. Morgan Securities LLC$25007-11-2018
Ruth Leonie SwiftNYLIFE Securities LLCJ.P. Morgan Securities LLC$10006-07-2018
Dan Nana Owusu AdjeiNYLIFE Securities LLCAXA Advisors, LLC05-23-2018
Reid Evan ThompsonNYLIFE Securities LLCNorthstar Securities, LLC$50005-16-2018
Raquel TorresNYLIFE Securities LLCJ.P. Morgan Securities LLC05-08-2018
Anthony Mariano CentineoNYLIFE Securities LLCAXA Advisors, LLC04-30-2018
David James LevinNYLIFE Securities LLCVanderbilt Securities, LLC$48002-28-2018
Victor J GreenlandNYLIFE Securities LLCMML Investors Services, LLC02-23-2018
Bradley Vernon ScammellNYLIFE Securities LLCWynston Hill Capital, LLC02-01-2018
Ernest Wallace Williams Jr.NYLIFE Securities LLCGlobal Emerging Capital Group, LLC01-30-2018
Pablo Estuardo RubioNYLIFE Securities LLCHSBC Securities (USA) Inc.01-02-2018
Melvin RosadoNYLIFE Securities LLCHSBC Securities (USA) Inc.12-19-2017
Lynn Tara SimonNYLIFE Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-01-2017
Michael John ConleyNYLIFE Securities LLCHornor, Townsend & Kent, LLC$26810-24-2017
Derek O'NeilNYLIFE Securities LLCAXA Advisors, LLC10-05-2017
Jagannath GaikwadNYLIFE Securities LLCAXA Advisors, LLC09-29-2017
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Showing 1 to 25 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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