Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amee Sue WrightNYLIFE Securities LLCKey Investment Services LLC03-25-2019
Anthony Earl ReeseNYLIFE Securities LLCAmeriprise Financial Services, Inc.04-19-2018
Gary Mark Barnes JrNYLIFE Securities LLCAmeriprise Financial Services, Inc.12-13-2017
Dennis George EdsellNYLIFE Securities LLCForesters Financial Services, Inc.10-26-2017
James M. Lavelle IIINYLIFE Securities LLCPruco Securities, LLC.03-10-2017
Kevin Patrick MurphyNYLIFE Securities LLCPruco Securities, LLC.12-28-2015
Mark Eugene JohnsenNYLIFE Securities LLCPruco Securities, LLC.12-07-2015
Timothy John LavelleNYLIFE Securities LLCPruco Securities, LLC.10-14-2015
Alexander Eric SnymanNYLIFE Securities LLCPurshe Kaplan Sterling Investments09-22-2015
Robert Augustus Cera Jr.NYLIFE Securities LLCLincoln Financial Advisors Corporation05-28-2014
Christy Andrea MeyersNYLIFE Securities LLCMutual of Omaha Investor Services, Inc.11-26-2013
Charles Curtis Foight IIINYLIFE Securities LLCPNC Investments10-23-2012
Michael Robert SandlerNYLIFE Securities LLCWaddell & Reed10-03-2011
David Alan LanningNYLIFE Securities LLCHD Vest Investment Services05-23-2011
Timothy Michael DavisNYLIFE Securities LLCQuest Capital Strategies, Inc.02-03-2010

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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