Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Matthew BradyNational Planning CorporationLPL Financial LLC08-01-2017
Lenore Joan RostoniNational Planning CorporationLPL Financial LLC04-17-2017
Bradley Michael ReinkeNational Planning CorporationLPL Financial LLC04-06-2017
Clara Eleonora GillNational Planning CorporationPruco Securities, LLC.03-22-2017
Rocco Christopher BarbaroNational Planning CorporationScottrade, Inc.02-22-2017
Jeanne Anne SuttieNational Planning CorporationLPL Financial LLC02-09-2017
Stanley Nick TzikasNational Planning CorporationCUSO Financial Services, L.P.10-12-2016
Tom Mitchell HesslerNational Planning CorporationADP Broker-Dealer, Inc.08-17-2016
Mary Jo Simmons ChorbagianNational Planning CorporationCetera Advisor Networks LLC07-25-2016
Steven YokomizoNational Planning CorporationSignator Investors, Inc.07-25-2016
Mark Randall WilburnNational Planning CorporationLPL Financial LLC07-18-2016
Carolyn Michelle BoucherNational Planning CorporationUnionBanc Investment Services, LLC06-24-2016
Chaundra Kay StrakerNational Planning CorporationWaddell & Reed06-21-2016
Belvin Leroy DoaneNational Planning CorporationPurshe Kaplan Sterling Investments06-09-2016
Leon C LeeNational Planning CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated04-14-2016
Linda Chih Ling LeongNational Planning CorporationB.B. Graham & Company, Inc.02-11-2016
Martin BurkeNational Planning CorporationHornor, Townsend & Kent, LLC12-07-2015
Neal Brian WilsonNational Planning CorporationUnionBanc Investment Services, LLC11-09-2015
Bryan Christopher SavageNational Planning CorporationFirst Allied Advisory Services, Inc.10-23-2015
Daniel Burke BeltranNational Planning CorporationCetera Advisor Networks LLC07-30-2015
Adriana HaskellNational Planning CorporationAIG Capital Services, Inc.07-21-2015
Diep Hoang Ba LeNational Planning CorporationCitigroup Global Markets Inc.07-15-2015
Shane Liko-Masanobu MooreNational Planning CorporationWaddell & Reed03-26-2015
Teresa Jo SteeleNational Planning CorporationLPL Financial LLC02-17-2015
John Barton SchannepNational Planning CorporationFirst Allied Securities, Inc.02-13-2015
Next Page »

Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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