Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shkira SinghNational Securities CorporationKestra Advisory Services, LLC04-16-2018
James Francis CruzNational Securities CorporationFarmers Financial Solutions, LLC03-14-2017
Julie Annette BroadyNational Securities CorporationIndependent Financial Group, LLC01-15-2014
David Woods Unsworth Jr.National Securities CorporationInternational Assets Advisory, LLC04-30-2012
Gal Gali HorevNational Securities CorporationAmerican Investors Company01-04-2012
Arnie Joseph Di CioccioNational Securities CorporationCitigroup Global Markets Inc.$10010-06-2017
Yousef Jamal AbuhakmehNational Securities CorporationCitigroup Global Markets Inc.$10010-06-2017
Richard Bruce GoldsteinNational Securities CorporationLegend Merchant Group, Inc.$10004-27-2012
Craig M GougisNational Securities CorporationSagePoint Financial, Inc.$10005-06-2009
Robert Anthony NevarezNational Securities CorporationLPL Financial LLC$10003-12-2009
Neal Thomas LeischNational Securities CorporationWFG Investments, Inc.$25008-14-2017
Allison Barbara ClagoNational Securities CorporationWedbush Securities Inc.$50007-26-2019
Stephen Chung-Yee LohNational Securities CorporationWedbush Securities Inc.$50007-26-2019
James Steve SimosNational Securities CorporationInfinity Financial Services$50005-14-2018
Donald George PadillaNational Securities CorporationKestra Advisory Services, LLC$50004-16-2018
Darren Keefe DayeNational Securities CorporationSelect Planning Group, Inc.$50006-25-2015

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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