Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Alan JacobsonNational Securities CorporationAmeriprise Financial Services, Inc.$2507-09-2018
Bryan AlzateNational Securities CorporationEdward Jones03-07-2017
Jesse L WeissbergerNational Securities CorporationMorgan Stanley02-21-2017
Sean Daniel BurkeNational Securities CorporationWells Fargo Clearing Services, LLC08-08-2016
Edward L CaruthNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$107-08-2016
Alfred William ValzNational Securities CorporationUBS Financial Services Inc.05-12-2016
Ernest Mark CaponegroNational Securities CorporationSoutheast Investments, N.C., Inc.$15004-12-2016
Richard Anthony Perry Jr.National Securities CorporationUBS Financial Services Inc.$5001-15-2016
Gregory Paul PatrickNational Securities CorporationGarden State Securities, Inc.11-02-2015
Vladimir NagelNational Securities CorporationAegis Capital Corp.10-21-2015
John Patrick Teevan Jr.National Securities CorporationInternational Assets Advisory, LLC09-15-2015
Albert Nicholas DeganoNational Securities CorporationWells Fargo Clearing Services, LLC03-11-2015
Christopher Nicholas CaputoNational Securities CorporationWells Fargo Clearing Services, LLC$10001-15-2015
Daniel Cleophas AlcideNational Securities CorporationJ.P. Turner & Company, L.L.C.$5012-15-2014
Lynn Davison GallirioNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Steven Russel DietzNational Securities CorporationJ.P. Turner & Company, L.L.C.$112-15-2014
Denise Marie DeblasioNational Securities CorporationJ.P. Turner & Company, L.L.C.12-13-2014
Furio KanobelNational Securities CorporationJ.P. Turner & Company, L.L.C.$2512-13-2014
Lawrence Alan LangerNational Securities CorporationJ.P. Turner & Company, L.L.C.12-13-2014
Rocco James LavistaNational Securities CorporationAegis Capital Corp.11-25-2014
Bradley Philip HarrisonNational Securities CorporationWells Fargo Clearing Services, LLC$1010-15-2014
Thomas Vincent PiccirilloNational Securities CorporationCommerce One Financial Inc.06-27-2014
Robert Keith LaurentNational Securities CorporationCoastal Equities, Inc.03-27-2014
Gabriel BlockNational Securities CorporationOppenheimer & Co. Inc.03-14-2014
Gary Roy RosenzweigNational Securities CorporationWells Fargo Clearing Services, LLC01-31-2014
Next Page »

Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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