Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Ralph BuonannoNational Securities CorporationStifel, Nicolaus & Company, Incorporated$15002-06-2020
Thomas Michael Sullivan IIINational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Ann Marie PrizziNational Securities CorporationCapitol Securities Management, Inc.$10008-23-2019
Christopher Robert ArmstrongNational Securities CorporationMorgan Stanley08-22-2019
Daniel Matthew DiazNational Securities CorporationNational Securities Corporation05-13-2019
Henry TichauerNational Securities CorporationBernard Herold & Co., Inc.10-01-2018
Gregory Alan JacobsonNational Securities CorporationAmeriprise Financial Services, LLC$2507-09-2018
Scott Eric ShillingNational Securities CorporationBCG Securities, Inc.11-21-2017
Jonathan William IraggiNational Securities CorporationGarden State Securities, Inc.08-10-2017
Jesse L. WeissbergerNational Securities CorporationMorgan Stanley02-21-2017
Jeffrey GangNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2017
Linda Jane AcriNational Securities CorporationGarden State Securities, Inc.$15001-11-2017
Jacques FrenkelNational Securities CorporationBolton Securities Corporation09-01-2016
Sean Daniel BurkeNational Securities CorporationWells Fargo Clearing Services, LLC08-08-2016
Edward L CaruthNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2016
Baris AlkocNational Securities CorporationAdirondack Trading Group LLC05-13-2016
Alfred William ValzNational Securities CorporationUBS Financial Services Inc.$105-12-2016
Robert PalidoraNational Securities CorporationAXA Advisors, LLC$15005-06-2016
Ernest Mark CaponegroNational Securities CorporationSoutheast Investments, N.C., Inc.$5004-12-2016
Richard Anthony Perry Jr.National Securities CorporationUBS Financial Services Inc.$5001-15-2016
Gregory Paul PatrickNational Securities CorporationGarden State Securities, Inc.11-02-2015
Vladimir NagelNational Securities CorporationAegis Capital Corp.10-21-2015
John Patrick Teevan Jr.National Securities CorporationInternational Assets Advisory, LLC$2509-15-2015
Ralph Brian MarraNational Securities CorporationMorgan Stanley$10005-05-2015
Albert Nicholas DeganoNational Securities CorporationWells Fargo Clearing Services, LLC$5003-11-2015
Next Page »

Showing 1 to 25 of 77 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.