Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Robert BargNational Securities CorporationAegis Capital Corp.$5003-13-2009
Gregory Alan JacobsonNational Securities CorporationAmeriprise Financial Services, LLC$2507-09-2018
Henry TichauerNational Securities CorporationBernard Herold & Co., Inc.10-01-2018
Jacques FrenkelNational Securities CorporationBolton Securities Corporation09-01-2016
Ann Marie PrizziNational Securities CorporationCapitol Securities Management, Inc.$10008-23-2019
Christopher Anthony JonesNational Securities CorporationCitigroup Global Markets Inc.04-13-2016
Kenneth Joseph GilmoreNational Securities CorporationFinancial Consultant Group, LLC$10012-23-2009
Daniel Lawrence BradyNational Securities CorporationGunnAllen Financial, Inc02-05-2010
Thomas James VethNational Securities CorporationGunnAllen Financial, Inc$5001-12-2010
Reid Steven MalvinNational Securities CorporationGunnAllen Financial, Inc$5012-23-2009
Steven Andrew JenningsNational Securities CorporationGunnAllen Financial, Inc$5001-20-2009
Steven Russel DietzNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Lynn D GallirioNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Daniel Cleophas AlcideNational Securities CorporationJ.P. Turner & Company, L.L.C.$5012-15-2014
Furio KanobelNational Securities CorporationJ.P. Turner & Company, L.L.C.$2512-13-2014
Thomas Michael Sullivan IIINational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Shaun Evan SteinNational Securities CorporationMeyers Associates, L.P.05-01-2014
Samuel Alfonso Mangiapane IIINational Securities CorporationMorgan Stanley05-01-2020
Christopher Robert ArmstrongNational Securities CorporationMorgan Stanley08-22-2019
James Edward Mulcahy JrNational Securities CorporationMorgan Stanley$10008-15-2019
Robert Ralph BuonannoNational Securities CorporationStifel, Nicolaus & Company, Incorporated$15002-06-2020
Paul Andreas GomperzNational Securities CorporationSummit Asset Management, Inc.09-24-2013
Richard Anthony Perry JrNational Securities CorporationUBS Financial Services Inc.$5001-15-2016
Stephen Mark LittenbergNational Securities CorporationVoya Financial Partners, LLC$5004-14-2010
Terron Tito TidwellNational Securities CorporationWaddell & Reed$2510-20-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.