Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael Sullivan IIINational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Christopher Robert ArmstrongNational Securities CorporationMorgan Stanley08-22-2019
Daniel Matthew DiazNational Securities CorporationNational Securities Corporation05-13-2019
Henry TichauerNational Securities CorporationBernard Herold & Co., Inc.10-01-2018
Scott Eric ShillingNational Securities CorporationBCG Securities, Inc.11-21-2017
Jonathan William IraggiNational Securities CorporationGarden State Securities, Inc.08-10-2017
Jesse L. WeissbergerNational Securities CorporationMorgan Stanley02-21-2017
Jeffrey GangNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2017
Jacques FrenkelNational Securities CorporationBolton Securities Corporation09-01-2016
Sean Daniel BurkeNational Securities CorporationWells Fargo Clearing Services, LLC08-08-2016
Edward L CaruthNational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2016
Baris AlkocNational Securities CorporationAdirondack Trading Group LLC05-13-2016
Gregory Paul PatrickNational Securities CorporationGarden State Securities, Inc.11-02-2015
Vladimir NagelNational Securities CorporationAegis Capital Corp.10-21-2015
Steven Russel DietzNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Lynn D. GallirioNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Daniel Cleophas AlcideNational Securities CorporationJ.P. Turner & Company, L.L.C.12-15-2014
Lawrence Alan LangerNational Securities CorporationJ.P. Turner & Company, L.L.C.12-13-2014
Denise Marie DeblasioNational Securities CorporationJ.P. Turner & Company, L.L.C.12-13-2014
Thomas Vincent PiccirilloNational Securities CorporationCommerce One Financial Inc.06-27-2014
Robert Keith LaurentNational Securities CorporationCoastal Investment Advisors03-27-2014
Gary Roy RosenzweigNational Securities CorporationWells Fargo Clearing Services, LLC01-31-2014
Saimir CollakuNational Securities CorporationWells Fargo Clearing Services, LLC01-10-2014
Arthur Anthony Belli Jr.National Securities CorporationLincoln Financial Advisors Corporation10-23-2013
Paul Andreas GomperzNational Securities CorporationSummit Asset Management, Inc.09-24-2013
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.