Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
Devorah R FinkelsteinNational Securities CorporationMorgan Stanley$10005-02-2019
Ronan David CoxNational Securities CorporationWells Fargo Clearing Services, LLC$5002-22-2019
Louise Frances ColemanNational Securities CorporationFSC Securities Corporation$1001-11-2019
Steven BenjaminNational Securities CorporationM&T Securities, Inc.$5008-20-2018
George John KarapistolisNational Securities CorporationAxiom Capital Management, Inc.$15003-29-2018
M Patricia StackNational Securities CorporationOppenheimer & Co. Inc.03-19-2018
Michael Roy BlueweissNational Securities CorporationUBS Financial Services Inc.11-30-2017
Robert AbramowitzNational Securities CorporationOppenheimer & Co. Inc.$5009-01-2017
Edward Francis Patrick Jr.National Securities CorporationOppenheimer & Co. Inc.$5006-23-2017
Rick Alan DavidsonNational Securities CorporationJefferies LLC$2506-16-2017
Dianne Marie GoedtelNational Securities CorporationOppenheimer & Co. Inc.$4301-20-2017
George Joseph FiederleinNational Securities CorporationINVEST Financial Corporation12-16-2016
David Lloyd FrankelNational Securities CorporationWells Fargo Advisors Financial Network, LLC10-10-2016
Mark Everett SchraderNational Securities CorporationOppenheimer & Co. Inc.$1008-05-2016
Marc Thomas De AngeloNational Securities CorporationInvestors Capital Corp.06-24-2016
Michael Robert DeangeloNational Securities CorporationInvestors Capital Corp.06-24-2016
Michael Christopher LastihenosNational Securities CorporationWilmington Capital Securities, LLC$15605-31-2016
Elizabeth Kendrick PeasleeNational Securities CorporationAdirondack Trading Group LLC05-06-2016
Michael Andrew BlackNational Securities CorporationWells Fargo Clearing Services, LLC$1004-18-2016
Christopher Anthony JonesNational Securities CorporationCitigroup Global Markets Inc.04-13-2016
Jason James WalshNational Securities CorporationJoseph Gunnar & Co. LLC02-01-2016
Mai Nguyen BresnikNational Securities CorporationHalcyon Cabot Partners, Ltd.10-22-2015
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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