Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia Lee ParrisNational Securities CorporationBrecek & Young Advisors, Inc.$1001-21-2009
Brian Todd CohenNational Securities CorporationQuest Capital Strategies, Inc.02-18-2009
Matthew Bruce SchechnerNational Securities CorporationAegis Capital Corp.03-06-2009
Marc Lester GoldsteinNational Securities CorporationEastbrook Capital Group LLC$5003-26-2009
Joseph Edward O'Shea Jr.National Securities CorporationAmeriprise Financial Services, Inc.07-21-2009
Kenneth Joseph GilmoreNational Securities CorporationFinancial Consultant Group, LLC12-23-2009
Daniel Hyun Bum SoeNational Securities CorporationCetera Advisor Networks LLC02-25-2010
Rodnel Anthony SpellerNational Securities CorporationCetera Advisor Networks LLC08-02-2010
Ciro SanclementeNational Securities CorporationJohn Thomas Financial10-26-2010
James C Culp IINational Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2011
Gerald David NeumanNational Securities CorporationFagenson & Co, Inc.02-07-2012
Robert Jay BookbinderNational Securities CorporationvFinance Investments, Inc11-16-2012
Edward Frances IrvinNational Securities CorporationObsidian Financial Group, LLC11-20-2012
Justin Roel MendozaNational Securities CorporationvFinance Investments, Inc11-20-2012
Ryan Michael HansNational Securities CorporationInvestors Capital Corp.03-11-2013
William Shea WattelNational Securities CorporationNewport Coast Securities, Inc.03-15-2013
Felippe Teixeira AlvesNational Securities CorporationJohn Thomas Financial05-24-2013
Ronald Joseph LargeNational Securities CorporationJohn Thomas Financial06-04-2013
Ralph Anthony PorporaNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Laurette Marie OldewurtelNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Michael Joseph AllanNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Lisa Beth ShermanNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Adam Andrew BelokNational Securities CorporationPrime Capital Services, Inc.11-22-2013
William Donald DunstanNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Dominick Anthony CiociaNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Next Page »

Showing 1 to 25 of 76 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.