Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
M Patricia StackNational Securities CorporationOppenheimer & Co. Inc.03-19-2018
Michael Roy BlueweissNational Securities CorporationUBS Financial Services Inc.11-30-2017
George Joseph FiederleinNational Securities CorporationINVEST Financial Corporation12-16-2016
David Lloyd FrankelNational Securities CorporationWells Fargo Advisors Financial Network, LLC10-10-2016
Marc Thomas De AngeloNational Securities CorporationInvestors Capital Corp.06-24-2016
Michael Robert DeangeloNational Securities CorporationInvestors Capital Corp.06-24-2016
Elizabeth Kendrick PeasleeNational Securities CorporationAdirondack Trading Group LLC05-06-2016
Christopher Anthony JonesNational Securities CorporationCitigroup Global Markets Inc.04-13-2016
Jason James WalshNational Securities CorporationJoseph Gunnar & Co. LLC02-01-2016
Mai Nguyen BresnikNational Securities CorporationHalcyon Cabot Partners, Ltd.10-22-2015
Randy Christopher CapizziNational Securities CorporationSecurities America, Inc.09-23-2015
Michael Dennis WhiteNational Securities CorporationWoodstock Financial Group, Inc.02-20-2015
Wayne Warren Roser IINational Securities CorporationWoodstock Financial Group, Inc.02-13-2015
Joseph Christopher KellermanNational Securities CorporationCommerce One Financial Inc.09-05-2014
Curtis Wayne RavenNational Securities CorporationAXA Advisors, LLC08-18-2014
Shaun Evan SteinNational Securities CorporationMeyers Associates, L.P.05-01-2014
Eliyahu Eli MizrachiNational Securities CorporationMaxim Group LLC04-21-2014
Vincent John VillaniNational Securities CorporationJoseph Gunnar & Co. LLC03-21-2014
Stuart ConleyNational Securities CorporationFurther Lane Securities, L.P.02-28-2014
Harvey I SpiraNational Securities CorporationFurther Lane Securities, L.P.12-24-2013
Ralph Anthony PorporaNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Laurette Marie OldewurtelNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Michael Joseph AllanNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Lisa Beth ShermanNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Adam Andrew BelokNational Securities CorporationPrime Capital Services, Inc.11-22-2013
Next Page »

Showing 1 to 25 of 76 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.