Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Fred KushnerNext Financial Group, Inc.Ameriprise Financial Services, Inc.01-27-2009
David Paul AckelNext Financial Group, Inc.Wells Fargo Clearing Services, LLC01-29-2009
Ralph Kirk TeppeNext Financial Group, Inc.SII Investments, Inc.$1001-30-2009
Michael OlearyNext Financial Group, Inc.MML Investors Services, LLC03-02-2009
Michael David HodgsonNext Financial Group, Inc.Allied Beacon Partners, Inc.03-02-2009
Mark Victor Carlozzi Sr.Next Financial Group, Inc.Questar Capital Corporation$5003-04-2009
Patrick David MossmanNext Financial Group, Inc.Morgan Stanley & Co. LLC03-13-2009
Jerry Jasper Mikus Jr.Next Financial Group, Inc.Choice Investments, Inc.$1004-01-2009
John Richard HemenwayNext Financial Group, Inc.Choice Investments, Inc.04-01-2009
Andrew Scott ButlerNext Financial Group, Inc.LPL Financial LLC04-24-2009
Mei-Lyn NelsonNext Financial Group, Inc.SagePoint Financial, Inc.$15005-19-2009
Richard Irving Crossland Jr.Next Financial Group, Inc.Veritrust Financial, LLC05-20-2009
Antonio Caso Marshall Sr.Next Financial Group, Inc.Ameriprise Financial Services, Inc.07-02-2009
Stephen Anthony GentileNext Financial Group, Inc.Ceres Financial Group, Inc.08-07-2009
Timothy Patrick FlanaganNext Financial Group, Inc.Mutual Service Corporation08-19-2009
Nikhil C ModiNext Financial Group, Inc.Ameriprise Financial Services, Inc.09-11-2009
Billups P. Johnson IIINext Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC10-19-2009
Melvin Lytell Campbell Sr.Next Financial Group, Inc.SagePoint Financial, Inc.$10002-26-2010
Kenneth Wayne Scoggins Sr.Next Financial Group, Inc.Geary Securities, Inc.03-09-2010
Kinch Edward Meyer Jr.Next Financial Group, Inc.GunnAllen Financial, Inc$5003-29-2010
Darel Thomas CrosbyNext Financial Group, Inc.Parkland Securities, LLC05-18-2010
Brian Craig ParkerNext Financial Group, Inc.Century Securities Associates, Inc.09-20-2010
John Paul BrayNext Financial Group, Inc.Edward Jones$2502-15-2011
Clinton W. WilsonNext Financial Group, Inc.Edward Jones$1005-16-2011
Mark Kingsley SimpsonNext Financial Group, Inc.Securities America, Inc.07-15-2011
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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