Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela C. QuintanaNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC03-01-2010
Anthony Phillip LambertNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-09-2010
Erick R FraustoNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC06-11-2010
Naveen DharmalingamNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC$50008-17-2010
Matthew Borzani LichtensteinNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC$50004-23-2012
Kevin Francis BainNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-17-2013
Kimberly Lindsay BleckNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC03-20-2013
Fady Gabriel NahhasNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC06-10-2013
Matthew Neil StoteNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC10-06-2014
Poitier Antoine GrantNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC10-08-2014
Amy Mcfarlin KingNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC11-05-2014
Jessica J ThompsonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC03-16-2016
Marissa Kay WilliamsNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC06-28-2016
Zachary L. DamstetterNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC07-01-2016
Andrew Penn ShannonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC09-26-2016
Sean James CurryNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-11-2017
Kevin M. TylerNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-30-2017
Matthew HaganNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-09-2018
Dylan HuchNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-08-2018
Ryan Michael RootNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-30-2018
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-07-2019
Carla Tara FloratosNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-10-2019
Christopher L CampbellNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-18-2019
Daniel R FigueiredoNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC02-28-2019
Socorro Burgos AvilaNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC03-14-2019
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.