Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary L. DamstetterNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC07-01-2016
Socorro Burgos Burgos AvilaNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC03-14-2019
Sean James CurryNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-11-2017
Ryan Michael RootNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-30-2018
Poitier Antoine GrantNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC10-08-2014
Naveen DharmalingamNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-17-2010
Matthew Neil StoteNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC10-06-2014
Matthew HaganNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-09-2018
Matthew Borzani LichtensteinNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-23-2012
Marissa K. WilliamsNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC06-28-2016
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-07-2019
Kimberly Lindsay BleckNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC03-20-2013
Kevin Michael TylerNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-30-2017
Kevin Francis BainNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-17-2013
Jessica Jo ThompsonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC03-16-2016
Fady Gabriel NahhasNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC06-10-2013
Erick R FraustoNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC06-11-2010
Dylan HuchNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-08-2018
Daniel R. FigueiredoNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC02-28-2019
Christopher L CampbellNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-18-2019
Carla Tara FloratosNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-10-2019
Brandon PaugelsNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-04-2019
Anthony Phillip LambertNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC04-09-2010
Angela C. QuintanaNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC12-17-2018
Andrew P. ShannonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC09-26-2016
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.