Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Richard Tucci Jr.Northwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC09-09-2014
Anthony Robert EdwardsNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC12-13-2019
Brandon Jamarr FicklinNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC$10012-06-2017
Byron G PrejeanNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC11-09-2012
Clay Griffin KoehlerNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC06-16-2015
Daniel Josue CorredorNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC10-19-2018
Ferley GaletteNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC03-10-2017
Frank T. SeinturierNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC09-20-2019
Jeffrey William StaszakNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC03-27-2019
Jessica Rose ArcheyNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC01-30-2014
Jonathan Michael CzopekNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC12-14-2016
Jose Miguel MejiaNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC08-28-2017
Joseph Benjamin OlsonNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC02-08-2016
Michael Tredwell BaxterNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC01-02-2018
Pamela Lynn SussinNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC07-18-2012
Paula R. SimonNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC09-19-2017
Scott R. CohenNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC09-11-2013
Simon Barnett IIINorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC05-04-2015
Teresa Marie ShalooNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC04-24-2019
Terrence Earl SimpsonNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC05-15-2019
William Cassidy TaylorNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC05-17-2016

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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