Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey S. UtleyNorthwestern Mutual Investment Services, LLCHornor, Townsend & Kent, LLC07-30-2019
Robert Tyler CampbellNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC04-24-2019
Jeffrey Scott HenningsNorthwestern Mutual Investment Services, LLCCity National Securities, Inc.04-10-2019
Erica Eileen LaMountainNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.01-29-2019
Daniel KarstadtNorthwestern Mutual Investment Services, LLCCitigroup Global Markets Inc.$10009-27-2018
Jireh Mina AvilaNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
Alexander M. BaierNorthwestern Mutual Investment Services, LLCForesters Financial Services, Inc.04-13-2018
Tyler Benson SmithNorthwestern Mutual Investment Services, LLCRBC Capital Markets, LLC$10003-26-2018
Sarah E. ArthurNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.$10003-02-2018
John Keegan EinspanierNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.09-11-2017
Jose Miguel Hernandez-Gomez Jr.Northwestern Mutual Investment Services, LLCCentaurus Financial, Inc.06-29-2017
Zachary Buck GarnerNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2017
Jeffrey Scott UtleyNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC03-15-2017
Eric C. AbrahamsonNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2017
Joshua J. JonesNorthwestern Mutual Investment Services, LLCAllstate Financial Services, LLC10-10-2016
Andrew Penn ShannonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC09-26-2016
James Thomas FettersNorthwestern Mutual Investment Services, LLCLynx Capital, LLC07-14-2016
Jeffrey Douglas BrechtNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2016
Joseph Benjamin OlsonNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC02-08-2016
Marc CourlandNorthwestern Mutual Investment Services, LLCUnited Capital Financial Advisers01-19-2016
Joshua Youngblood WeaverNorthwestern Mutual Investment Services, LLCAlamo Capital04-21-2015
William Y KimNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.02-05-2015
Hrachya Rich DavtyanNorthwestern Mutual Investment Services, LLCLPL Financial LLC01-08-2015
Ivy Han NguyenNorthwestern Mutual Investment Services, LLCCsfbdirect, Inc.$10001-05-2015
Ashley Tejal GohilNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.11-04-2014
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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