Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Dion LettieriNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC02-19-2020
William Whitney FitzgeraldNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC08-13-2019
John Philip MayNorthwestern Mutual Investment Services, LLCEdward Jones06-17-2019
Jason Brian ValentinNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC06-12-2019
Michael Jay MildrumNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Jose Eduardo ViveroNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC02-08-2019
Brian Michael MasielloNorthwestern Mutual Investment Services, LLCCitizens Securities, Inc.01-09-2019
John Girvan Watson IVNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC08-10-2018
Daniel Ernest PaigeNorthwestern Mutual Investment Services, LLCRSM US Wealth Management LLC06-01-2018
Colin Richard ThomasNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC10-13-2017
Lisa Dion LettieriNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, LLC02-21-2017
Kennedy St Clair MartinNorthwestern Mutual Investment Services, LLCVoya Financial Partners, LLC11-29-2016
Michael Edward ZaccagniniNorthwestern Mutual Investment Services, LLCDavid Lerner Associates, Inc.01-20-2016
John Edward Carl HelmkeNorthwestern Mutual Investment Services, LLCThrivent Investment Management Inc.08-01-2015
Emily Harrison RomanNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC12-17-2014
Eduardo Hernandez VelaNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC09-10-2014
Scott Alan JosephNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.06-13-2014
Gregg Barrett CormierNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC05-29-2014
Elisheva Sharon DefeoNorthwestern Mutual Investment Services, LLCStrategic Advisers LLC03-05-2014
Scott Guy Andreozzi Jr.Northwestern Mutual Investment Services, LLCPrudential Annuities Distributors, Inc10-18-2013
Elizabeth A. WorthingtonNorthwestern Mutual Investment Services, LLC1851 Securities, Inc09-17-2013
Elizabeth BonnerNorthwestern Mutual Investment Services, LLCDirected Services LLC08-15-2013
Robert Aaron GoldbergNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC07-29-2013
Susan Mary DanehowerNorthwestern Mutual Investment Services, LLCMorgan Stanley03-14-2013
Eric Daniel FinucaneNorthwestern Mutual Investment Services, LLCLPL Financial LLC$5002-20-2013
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.