Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nancy J. CookOneAmerica Securities, Inc.Raymond James Financial Services, Inc.10-29-2019
David LutzOneAmerica Securities, Inc.Cetera Investment Services LLC09-16-2019
Jeremy F. LloydOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.$10009-13-2019
Kenneth Eric FritzOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.$50005-22-2019
Beau Alan BlemkerOneAmerica Securities, Inc.NYLIFE Securities LLC05-22-2019
Douglas Allen BrackinOneAmerica Securities, Inc.Allstate Financial Services, LLC$10005-09-2019
Wayne Allen PiperOneAmerica Securities, Inc.Allstate Financial Services, LLC$25003-12-2019
Michael Scott PurseOneAmerica Securities, Inc.Royal Alliance Associates, Inc.02-11-2019
Jonathan T. BensenOneAmerica Securities, Inc.MML Investors Services, LLC01-10-2019
Amy J. RiceOneAmerica Securities, Inc.Lincoln Investment$50012-05-2018
Tod Daniel LashwayOneAmerica Securities, Inc.Park Avenue Securities LLC12-05-2018
Yvonne Kathy DeanOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.$50010-30-2018
Timothy Michael AnneeOneAmerica Securities, Inc.Allstate Financial Services, LLC$10010-25-2018
Travis R. MatthewsOneAmerica Securities, Inc.MML Distributors, LLC07-11-2018
Kimberly Lynn PopoffOneAmerica Securities, Inc.Wells Fargo Advisors Financial Network, LLC02-28-2018
Nicholas HutchinsOneAmerica Securities, Inc.Edward Jones01-31-2018
Jill Annette DaileyOneAmerica Securities, Inc.Edward Jones$10012-11-2017
Michael F FlorioOneAmerica Securities, Inc.SunTrust Investment Services, Inc.$15012-08-2017
William James Novack Sr.OneAmerica Securities, Inc.Signator Investors, Inc.$10011-09-2017
David MedinaOneAmerica Securities, Inc.Transamerica Investors Securities Corporation09-28-2017
Mark Christopher SteffenOneAmerica Securities, Inc.J.P. Morgan Securities LLC09-06-2017
Kate Amber WrightOneAmerica Securities, Inc.Northwestern Mutual Investment Services, LLC08-07-2017
Marc Christopher GregoireOneAmerica Securities, Inc.The Prudent Expert LLC08-02-2017
Joseph Lowell CassidyOneAmerica Securities, Inc.J.P. Morgan Securities LLC06-28-2017
Tony Alan SobleOneAmerica Securities, Inc.Principal Securities, Inc.05-01-2017
Next Page »

Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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