Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward DuffinOneAmerica Securities, Inc.Voya Financial Advisors, Inc.$5010-01-2010
Piper Lynn OlivoOneAmerica Securities, Inc.Prudential Investment Management Services LLC12-15-2010
Frederick Dale LarmoreOneAmerica Securities, Inc.OppenheimerFunds Distributor, Inc.10-30-2012
Edward James ThiessenOneAmerica Securities, Inc.ProEquities, Inc.$1011-21-2012
Timothy GraceOneAmerica Securities, Inc.GWN Securities Inc.07-17-2015
Kurt Robert MuellerOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-01-2015
Bernard Joseph GrassmannOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-01-2015
Steven Peter PalmerOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-01-2015
James Lee NeubauerOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-01-2015
Sharon Kane RentmeesterOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-01-2015
Lora Curley SykoraOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-02-2015
Joseph Michael WalbrunOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-02-2015
Gustavo Amado Guerrero Jr.OneAmerica Securities, Inc.Fidelity Brokerage Services LLC11-24-2015
Tricia L. DraegerOneAmerica Securities, Inc.BMO Harris Financial Advisors, Inc.10-17-2016
Marya Carey PleasantOneAmerica Securities, Inc.LPL Financial LLC03-06-2017
Laura Holly Rozek-DillOneAmerica Securities, Inc.Key Investment Services LLC04-20-2017
Tony Alan SobleOneAmerica Securities, Inc.Principal Securities, Inc.05-01-2017
Dan Robert RiouxOneAmerica Securities, Inc.NYLIFE Securities LLC07-03-2018
Travis R. MatthewsOneAmerica Securities, Inc.MML Distributors, LLC07-11-2018
Timothy Michael AnneeOneAmerica Securities, Inc.Allstate Financial Services, LLC10-25-2018
Amy J. RiceOneAmerica Securities, Inc.Lincoln Investment$5012-05-2018
Tod Daniel LashwayOneAmerica Securities, Inc.Park Avenue Securities LLC12-05-2018
Jonathan T. BensenOneAmerica Securities, Inc.MML Investors Services, LLC01-10-2019
Douglas Allen BrackinOneAmerica Securities, Inc.Allstate Financial Services, LLC$1005-09-2019
Jeremy F. LloydOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.09-17-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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