Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lesley Paul HarleauxOneAmerica Securities, Inc.Quest Capital Strategies, Inc.08-04-2017
Roy Francis LissarragueOneAmerica Securities, Inc.MetLife Securities Inc.05-20-2016
John Albert Stuart Jr.OneAmerica Securities, Inc.MML Investors Services, LLC04-04-2014
Georgianna Michelle GrimmOneAmerica Securities, Inc.Park Avenue Securities LLC03-24-2014
Richard Jackson GregoryOneAmerica Securities, Inc.Avantax Investment Services, Inc.03-18-2014
Megan G. Feulner HauserOneAmerica Securities, Inc.Signator Investors, Inc.$102-26-2013
Kelly C HauserOneAmerica Securities, Inc.Signator Investors, Inc.02-26-2013
Kelsey Rawls BrownOneAmerica Securities, Inc.Signator Investors, Inc.$1002-22-2013
Flynn Eriksson AuxtOneAmerica Securities, Inc.MetLife Securities Inc.04-05-2012
Jason Paul SietaOneAmerica Securities, Inc.MetLife Securities Inc.06-01-2011
Danny D AlldayOneAmerica Securities, Inc.Avantax Investment Services, Inc.11-15-2010
Benjamin Latroy RobinsonOneAmerica Securities, Inc.Chase Investment Services Corp.05-27-2010

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.