Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Richard MontgomeryOppenheimer & Co. Inc.ADP Broker-Dealer, Inc.11-13-2018
Eric Andrew LyonsOppenheimer & Co. Inc.AllianceBernstein L.P.06-08-2017
Edwin Gerard BeusseOppenheimer & Co. Inc.Ally Securities LLC09-22-2010
Elisabeth D. Di SorensenOppenheimer & Co. Inc.Ally Securities LLC01-14-2010
Kristina B. SvejdaOppenheimer & Co. Inc.American Century Investment Services Inc.06-04-2010
Hollis Lynn HermanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$9702-12-2019
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15012-10-2018
Robert Alan CoronaOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$1009-12-2018
Edward Lee WinokurOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$10004-27-2018
Franklin James ThomasOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$102-16-2018
David Andrew BeatonOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$5005-22-2017
Edwin Lee DunnOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.05-12-2017
Michael Douglas WaltersOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$2502-03-2017
Frank Oscar CurcioOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-10-2017
Anthony Joseph MarinoOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15010-26-2016
Michael Joseph MurdockOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15005-26-2016
David Victor AndersonOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15005-01-2015
Steven Victor SellersOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15005-01-2015
Ted Ross EmersonOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15011-28-2014
Gerard Vincent AllenOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15005-30-2014
Juan Francisco ManteigaOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15005-30-2014
Jerrold Lee MeinrodOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-02-2014
Megan Elizabeth SilvaOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.11-01-2013
Drew Michael KeenanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15008-30-2013
Matthew Steven GaerOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-25-2013
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Showing 1 to 25 of 850 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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