Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Paul PocceschiOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Michael Erik Mc MurrayOppenheimer & Co. Inc.Janney Montgomery Scott LLC$23012-12-2019
Jonathan D'Alton ThibodeauxOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Richard Carl ToddOppenheimer & Co. Inc.J.P. Morgan Securities LLC11-08-2019
Richard Peter RibekOppenheimer & Co. Inc.Raymond James Financial Services, Inc.11-06-2019
Miguel Angel CorvalanOppenheimer & Co. Inc.HSBC Securities (USA) Inc.$10010-28-2019
Colton Andrew RileyOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2019
Michael Lee BlumenfeldOppenheimer & Co. Inc.Morgan Stanley10-25-2019
William George GodfreyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-21-2019
Amy Beth DeckerOppenheimer & Co. Inc.Morgan Stanley$50010-18-2019
Paul David BabazOppenheimer & Co. Inc.Morgan Stanley$50010-08-2019
Melinda Darlene SungOppenheimer & Co. Inc.Morgan Stanley10-04-2019
Casey MitchellOppenheimer & Co. Inc.UBS Financial Services Inc.10-04-2019
Elisabeth Rae GaulOppenheimer & Co. Inc.Morgan Stanley$70009-24-2019
Cooper Mcrae DavisOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-24-2019
Hiram Antonio CortesOppenheimer & Co. Inc.Morgan Stanley09-20-2019
Mark Allen FrommerOppenheimer & Co. Inc.Morgan Stanley$32009-19-2019
Paul Thomas Tierney Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-06-2019
Michael DicambioOppenheimer & Co. Inc.J.P. Morgan Securities LLC$25009-03-2019
John B Lawler Jr.Oppenheimer & Co. Inc.Morgan Stanley$10008-29-2019
Eric R. BartokOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-19-2019
Victoria Marie ZivicOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
Wendy Mcgowan AllenOppenheimer & Co. Inc.Morgan Stanley$50008-01-2019
Gary Steven Costello IIOppenheimer & Co. Inc.Morgan Stanley07-19-2019
Daniel NicolasOppenheimer & Co. Inc.MML Investors Services, LLC$25007-05-2019
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Showing 1 to 25 of 1,009 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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