Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Marc BenchOppenheimer & Co. Inc.B. Riley Wealth Management$5012-14-2016
Alan Gordon HartleyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10001-30-2009
Alan Robert RiffleOppenheimer & Co. Inc.Stanford Group Company03-09-2009
Albert Joseph KirchnerOppenheimer & Co. Inc.Citigroup Global Markets Inc.12-14-2009
Albert Michael MuradOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2907-29-2016
Alberto OttavianiOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-27-2009
Alexander Morgan SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-07-2016
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15012-10-2018
Allen Duane O'BrianOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$3003-10-2017
Allison Marie TaylorOppenheimer & Co. Inc.SunTrust Investment Services, Inc.09-29-2016
Anatole A ForostenkoOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-20-2009
Andrea LoughlinOppenheimer & Co. Inc.Morgan Stanley$5009-21-2015
Andrew Joseph KorisOppenheimer & Co. Inc.Morgan Stanley12-19-2016
Andrew L WolffOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-12-2009
Andrew Michael LernerOppenheimer & Co. Inc.Morgan Stanley03-27-2014
Angela Michelle Graham WestOppenheimer & Co. Inc.Raymond James & Associates, Inc.09-26-2017
Anita Marie DaguilarOppenheimer & Co. Inc.UBS Financial Services Inc.07-15-2013
Anthony A PellOppenheimer & Co. Inc.Morgan Stanley01-04-2013
Anthony Charles RudaOppenheimer & Co. Inc.B. Riley Wealth Management09-14-2018
Anthony Joseph ManougianOppenheimer & Co. Inc.Morgan Stanley12-18-2012
Anthony Joseph MarinoOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$20010-26-2016
Anthony Paul MonfortonOppenheimer & Co. Inc.Stanford Group Company03-10-2009
Anthony Raymond D'AscoliOppenheimer & Co. Inc.UBS Financial Services Inc.$10009-05-2013
Arthur Everett ChandlerOppenheimer & Co. Inc.Wedbush Securities Inc.03-29-2018
Athanacia Lallas FreyOppenheimer & Co. Inc.Cambridge Investment Research, Inc.12-18-2015
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Showing 1 to 25 of 443 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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