Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Patrick KeatingOppenheimer & Co. Inc.Moors & Cabot, Inc.$2502-16-2018
John Patrick LedererOppenheimer & Co. Inc.Morgan Stanley05-20-2014
John Richard RichOppenheimer & Co. Inc.Stanford Group Company03-09-2009
John Ronald GangemiOppenheimer & Co. Inc.Morgan Stanley01-03-2012
Jonathan Charles EklundOppenheimer & Co. Inc.RBC Capital Markets, LLC02-12-2018
Jonathan Philip KolodkinOppenheimer & Co. Inc.Morgan Stanley$10008-19-2011
Jonathan ShenkmanOppenheimer & Co. Inc.Morgan Stanley$15005-04-2012
Jonathan Travis PayneOppenheimer & Co. Inc.Stanford Group Company03-09-2009
Jorge Enrique RomeroOppenheimer & Co. Inc.Morgan Stanley11-02-2017
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Joseph B GuerraOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Joseph FusaroOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2014
Joseph James QuigleyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15006-17-2011
Juan Francisco ManteigaOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.05-30-2014
Julie Ann FergusonOppenheimer & Co. Inc.Infinex Investments, Inc.01-20-2016
Karen Maureen Van HornOppenheimer & Co. Inc.Morgan Stanley10-08-2012
Kathleen Sue ReedOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-22-2009
Kathleen Yvonne ColinOppenheimer & Co. Inc.ICAP Corporates LLC03-21-2013
Kay Lynette BarcusOppenheimer & Co. Inc.Morgan Stanley06-08-2009
Keith O. MarksOppenheimer & Co. Inc.Credit Suisse Securities (USA) LLC$15002-17-2012
Keith Wallace GoodOppenheimer & Co. Inc.Citigroup Global Markets Inc.02-20-2009
Kelly Ann DobranskiOppenheimer & Co. Inc.Morgan Stanley06-19-2009
Kendall Dunn AveryOppenheimer & Co. Inc.RBC Capital Markets, LLC$2503-11-2011
Kenneth Howard RosenbaumOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-27-2009
Kenneth Joseph GreenOppenheimer & Co. Inc.Raymond James & Associates, Inc.07-06-2016
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Showing 226 to 250 of 444 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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