Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Melvin Schwartz Jr.Oppenheimer & Co. Inc.Morgan Stanley03-28-2013
Gerald Myron BermanOppenheimer & Co. Inc.Janney Montgomery Scott LLC01-18-2013
Gerard Vincent AllenOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.05-30-2014
Gerard Vincent RubsamOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-13-2009
Gladys Adriana EscobarOppenheimer & Co. Inc.Insigneo Securities, LLC09-06-2011
Glenn C HopkinsOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2012
Gregory John AugustineOppenheimer & Co. Inc.Pruco Securities, LLC.10-10-2011
Gregory Michael BoyleOppenheimer & Co. Inc.Morgan Stanley$1004-26-2013
Gregory Paul ChinnOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-02-2009
Gretchen Anne TroianoOppenheimer & Co. Inc.Citigroup Global Markets Inc.01-30-2009
Guillermo BicasOppenheimer & Co. Inc.Atlas One Financial Group, LLC06-09-2011
Gustavo Santos MiramontesOppenheimer & Co. Inc.Wedbush Securities Inc.$5008-13-2018
Gwendolyn Jo HuenemanOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated08-13-2010
H. Peter PetroskyOppenheimer & Co. Inc.Morgan Stanley$5001-23-2013
Hal R. HoeftOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-23-2014
Harold Rucker VincentOppenheimer & Co. Inc.BB&T Investment Services, Inc.04-20-2017
Harris Stephen TuchmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-29-2015
Henry Benoit ScheuerOppenheimer & Co. Inc.Janney Montgomery Scott LLC$10012-13-2016
Henry Edward LevinOppenheimer & Co. Inc.UBS Financial Services Inc.09-10-2010
Herbert Spencer ThorntonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-25-2019
Hollis Lynn HermanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$9702-12-2019
Howard Alan HirschOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-09-2009
Howard LevineOppenheimer & Co. Inc.B. Riley Wealth Management$5002-28-2017
Hratch Samuel ArukianOppenheimer & Co. Inc.Barclays Capital Inc.05-03-2010
Irene Anne KosikOppenheimer & Co. Inc.Morgan Stanley07-08-2016
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Showing 151 to 175 of 444 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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