A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: models/simple_app_model.php

Line Number: 1563

A PHP Error was encountered

Severity: Warning

Message: Invalid argument supplied for foreach()

Filename: models/simple_app_model.php

Line Number: 1476

Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Anthony MagliuloOppenheimer & Co. Inc.Citigroup Global Markets Inc.12-14-2012
Suzanne Marie PecciaOppenheimer & Co. Inc.Citigroup Global Markets Inc.06-04-2012
Ronald Gene WexlerOppenheimer & Co. Inc.Citigroup Global Markets Inc.01-22-2010
Anna SitnerOppenheimer & Co. Inc.Citigroup Global Markets Inc.01-12-2010
Adam Neil BrillerOppenheimer & Co. Inc.Citigroup Global Markets Inc.01-08-2010
Albert Joseph KirchnerOppenheimer & Co. Inc.Citigroup Global Markets Inc.12-14-2009
Lawrence Kinnaird HenshawOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-22-2009
James Heward NicholsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15005-22-2009
Michael Gordon LachnitOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10005-22-2009
Robert Paul HenshawOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5005-22-2009
Jill Wilson RichardsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-18-2009
Thomas Michael AmadioOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-08-2009
Robert Frances O'HerlihyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5005-01-2009
Richard Mark StraussOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-01-2009
James Kevin SmildeOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-27-2009
Lance Eugene McGinnisOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-24-2009
Craig Ernst ChapmanOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-24-2009
Michael Vincent FasanoOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-24-2009
Kathleen Sue ReedOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-22-2009
Angela Amato VagellOppenheimer & Co. Inc.Citigroup Global Markets Inc.$2504-20-2009
Brian Michael McDermottOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-20-2009
Christopher John BriggsOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-17-2009
James Patrick HartyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15004-17-2009
Charles Arthur RuttenbergOppenheimer & Co. Inc.Citigroup Global Markets Inc.$104-17-2009
James Kenneth LouderbaughOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15004-17-2009
Next Page »

Showing 1 to 25 of 60 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.