Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Beth DeckerOppenheimer & Co. Inc.Morgan Stanley$5010-24-2019
John B Lawler Jr.Oppenheimer & Co. Inc.Morgan Stanley$10008-29-2019
Gary Steven Costello IIOppenheimer & Co. Inc.Morgan Stanley07-19-2019
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Thomas Emanuel WolfOppenheimer & Co. Inc.Morgan Stanley$1,00006-13-2019
Bradley E. PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Michael William NapierOppenheimer & Co. Inc.Morgan Stanley$10007-16-2018
Mark Roger BogertOppenheimer & Co. Inc.Morgan Stanley$10006-13-2018
Robert Paul FantozziOppenheimer & Co. Inc.Morgan Stanley04-18-2018
Robert C LinkOppenheimer & Co. Inc.Morgan Stanley$10001-12-2018
Sherri Harrell RyanOppenheimer & Co. Inc.Morgan Stanley$10011-22-2017
Jorge Enrique RomeroOppenheimer & Co. Inc.Morgan Stanley11-02-2017
Cheree Deann WrightOppenheimer & Co. Inc.Morgan Stanley$2509-26-2017
Dean Williams PickettOppenheimer & Co. Inc.Morgan Stanley09-22-2017
Marc LevinOppenheimer & Co. Inc.Morgan Stanley09-08-2017
Jay Richard RowleyOppenheimer & Co. Inc.Morgan Stanley05-05-2017
Todd Erik ShaginOppenheimer & Co. Inc.Morgan Stanley01-20-2017
Andrew Joseph KorisOppenheimer & Co. Inc.Morgan Stanley12-19-2016
Derrick Lamar LoweryOppenheimer & Co. Inc.Morgan Stanley11-17-2016
Ralph Edward PrimaveraOppenheimer & Co. Inc.Morgan Stanley07-22-2016
Irene Anne KosikOppenheimer & Co. Inc.Morgan Stanley07-08-2016
Samuel Noah TenzerOppenheimer & Co. Inc.Morgan Stanley02-03-2016
Martha L. RaghunauthOppenheimer & Co. Inc.Morgan Stanley$10001-15-2016
Andrea LoughlinOppenheimer & Co. Inc.Morgan Stanley$5009-21-2015
Next Page »

Showing 1 to 25 of 86 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.