Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laurence Joseph WulkerOppenheimer & Co. Inc.UBS Financial Services Inc.$5003-12-2009
David William CollinsOppenheimer & Co. Inc.UBS Financial Services Inc.$15003-27-2009
James Francis ComerfordOppenheimer & Co. Inc.UBS Financial Services Inc.$15004-06-2009
Adam Manna QuarelloOppenheimer & Co. Inc.UBS Financial Services Inc.$15004-06-2009
Rhonda Lynn McNielOppenheimer & Co. Inc.UBS Financial Services Inc.$10004-23-2009
James George StamesOppenheimer & Co. Inc.UBS Financial Services Inc.$10004-24-2009
Bruce Jay LessingerOppenheimer & Co. Inc.UBS Financial Services Inc.$5004-29-2009
David Michael BoonOppenheimer & Co. Inc.UBS Financial Services Inc.$5005-01-2009
Michael Francis OshaughnesseyOppenheimer & Co. Inc.UBS Financial Services Inc.$15005-07-2009
Cal Rains IiOppenheimer & Co. Inc.UBS Financial Services Inc.$5005-22-2009
Craig Alan RoderOppenheimer & Co. Inc.UBS Financial Services Inc.$5005-26-2009
Ellen M MarcusOppenheimer & Co. Inc.UBS Financial Services Inc.$15006-08-2009
George Dixon Shrum JrOppenheimer & Co. Inc.UBS Financial Services Inc.$5006-12-2009
Brenda Sparks McCleereyOppenheimer & Co. Inc.UBS Financial Services Inc.$15007-01-2009
Margaret Janet BaxterOppenheimer & Co. Inc.UBS Financial Services Inc.$2507-31-2009
Michael Reed TorreOppenheimer & Co. Inc.UBS Financial Services Inc.$2509-15-2009
Margery Jubelir LoevnerOppenheimer & Co. Inc.UBS Financial Services Inc.$10010-07-2009
Ralph Milburn Jones JrOppenheimer & Co. Inc.UBS Financial Services Inc.$5010-22-2009
William Vincent ReepmeyerOppenheimer & Co. Inc.UBS Financial Services Inc.$2501-29-2010
Bryan Joseph CarrollOppenheimer & Co. Inc.UBS Financial Services Inc.$10001-29-2010
Betsy Jane GootradOppenheimer & Co. Inc.UBS Financial Services Inc.$5002-12-2010
Carter Stanley HersheyOppenheimer & Co. Inc.UBS Financial Services Inc.$15003-25-2010
Douglas William DamrowOppenheimer & Co. Inc.UBS Financial Services Inc.$15007-06-2010
Henry Edward LevinOppenheimer & Co. Inc.UBS Financial Services Inc.09-10-2010
Walter Alan CooperOppenheimer & Co. Inc.UBS Financial Services Inc.$15003-21-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.