Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michel Ross GirardiOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5001-03-2020
William George GodfreyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC10-21-2019
Cooper Mcrae DavisOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-24-2019
Paul Thomas Tierney JrOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00009-06-2019
Douglas Anthony BrkichOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-06-2019
Stephen Guy GirontaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00002-06-2019
Herbert Spencer ThorntonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15001-25-2019
Roman Feagins ReedOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$8412-07-2018
Michael William Legaspi JrOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC10-26-2018
Larry Alan SchwartzmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5009-28-2018
Gregg Scott WinterOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC08-31-2018
Eric A KellerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$2508-09-2018
James Ellington White JrOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-07-2018
Charles Lewis Hillis JrOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$2506-27-2018
Kurt Laurence SeidmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00005-11-2018
Florindo VolpacchioOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-10-2018
Michael Joseph Kelly JrOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00003-02-2018
William John VlahoulisOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5001-08-2018
John Gerard LinehanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00012-15-2017
Michael S BikalesOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00011-20-2017
Richard Joseph SilviaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC11-20-2017
Kenneth Wayne LiddyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00010-18-2017
Betty RodriguezOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$10006-20-2017
Kevin Foster FriedmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00004-19-2017
Mark Joshua RomanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC04-19-2017
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.