Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Richard MontgomeryOppenheimer & Co. Inc.ADP Broker-Dealer, Inc.11-13-2018
Martin Lewis WaldmanOppenheimer & Co. Inc.Raymond James & Associates, Inc.$111-02-2018
Ronald Luther BucherOppenheimer & Co. Inc.Raymond James & Associates, Inc.$9107-26-2018
Mark Roger BogertOppenheimer & Co. Inc.Morgan Stanley$10006-13-2018
Edward Lee WinokurOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$10004-27-2018
Doron A RachmanOppenheimer & Co. Inc.Leumi Investment Services Inc.$15003-07-2018
Franklin James ThomasOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$102-16-2018
Jonathan James MilesOppenheimer & Co. Inc.Infinex Investments, Inc.11-10-2017
Michael Jay ShatskyOppenheimer & Co. Inc.Morgan Stanley11-06-2017
Angela Michelle Graham WestOppenheimer & Co. Inc.Raymond James & Associates, Inc.$109-26-2017
Betty RodriguezOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$10006-20-2017
Edwin Lee DunnOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.05-12-2017
Jay Richard RowleyOppenheimer & Co. Inc.Morgan Stanley$105-05-2017
Bert Joseph MoeringsOppenheimer & Co. Inc.Managed Account Services, LLC04-19-2017
Silvio BorreroOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC04-07-2017
John Anthony StockOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-14-2017
Michael Douglas WaltersOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$2502-03-2017
Frank Oscar CurcioOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-10-2017
John Boyd WhitledgeOppenheimer & Co. Inc.Managed Account Services, LLC01-06-2017
Arthur Theodore Brown Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15010-11-2016
David Brian SchaumOppenheimer & Co. Inc.Raymond James & Associates, Inc.$2507-08-2016
Kenneth Joseph GreenOppenheimer & Co. Inc.Raymond James & Associates, Inc.$107-06-2016
Steven John OwensOppenheimer & Co. Inc.Herbert J. Sims & Co, Inc.06-20-2016
Deborah Ann Budz-MerklinOppenheimer & Co. Inc.Pruco Securities, LLC.05-19-2016
Julie Ann FergusonOppenheimer & Co. Inc.Infinex Investments, Inc.$15001-20-2016
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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