Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christina LomeliOppenheimer & Co. Inc.Deutsche Bank Securities Inc.02-02-2009
Jeffrey WarrenOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
Rhonda Lynn McNielOppenheimer & Co. Inc.UBS Financial Services Inc.$5004-23-2009
Jill Wilson RichardsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-18-2009
Robert Merrill CarterOppenheimer & Co. Inc.Morgan Stanley06-17-2009
Russell Lee OganOppenheimer & Co. Inc.Morgan Stanley06-19-2009
Kelly Ann DobranskiOppenheimer & Co. Inc.Morgan Stanley06-19-2009
Susan Pounds ChandlerOppenheimer & Co. Inc.Morgan Stanley$15003-12-2010
Stephen Alan JaffeOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC08-06-2010
Mary Ann Louise MickaOppenheimer & Co. Inc.Morgan Stanley08-16-2010
Susan Leslie StephensOppenheimer & Co. Inc.Charles Schwab & Co., Inc.10-28-2010
Lance P. RossOppenheimer & Co. Inc.AllianceBernstein L.P.$1011-01-2010
Derek Randall CorbittOppenheimer & Co. Inc.National Securities Corporation11-15-2010
Guillermo BicasOppenheimer & Co. Inc.Atlas One Financial Group, LLC06-09-2011
Gladys Adriana EscobarOppenheimer & Co. Inc.Insigneo Securities, LLC09-06-2011
Nancy Ann WeatherfordOppenheimer & Co. Inc.International Assets Advisory, LLC08-29-2012
Gerald Myron BermanOppenheimer & Co. Inc.Janney Montgomery Scott LLC01-18-2013
H. Peter PetroskyOppenheimer & Co. Inc.Morgan Stanley$5001-23-2013
Charles Peter WallaceOppenheimer & Co. Inc.Morgan Stanley08-01-2013
Drew Michael KeenanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$5008-30-2013
Marcos Andres Chevallier-BoutellOppenheimer & Co. Inc.CGIS Securities LLC01-13-2014
Brian Christopher KutsmedaOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15002-10-2014
Michael SandbergOppenheimer & Co. Inc.Newbridge Securities Corporation03-21-2014
Eleni Marie SkibaOppenheimer & Co. Inc.Newbridge Securities Corporation03-21-2014
Lawrence Michael MargolinOppenheimer & Co. Inc.Newbridge Securities Corporation03-21-2014
Next Page »

Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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