Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerard Vincent RubsamOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-13-2009
Andrew L WolffOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-12-2009
Philip MerloOppenheimer & Co. Inc.Maxim Group LLC03-13-2009
Anatole A ForostenkoOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-20-2009
Lori Judith Rappaport-SteinerOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-20-2009
Jodi Lynn MadonnaOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10003-27-2009
Alberto OttavianiOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-27-2009
Fred Ben SeidOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-31-2009
Howard Alan HirschOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-09-2009
Donna Hope GoldmanOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5004-09-2009
Thomas Michael AmadioOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-08-2009
James Eddy SimpsonOppenheimer & Co. Inc.Morgan Stanley$5007-01-2009
Michael Reed TorreOppenheimer & Co. Inc.UBS Financial Services Inc.$5009-15-2009
Albert Joseph KirchnerOppenheimer & Co. Inc.Citigroup Global Markets Inc.12-14-2009
Janet Ann HayesOppenheimer & Co. Inc.Morgan Stanley$15003-19-2010
Brian Francis HayesOppenheimer & Co. Inc.Morgan Stanley$10003-19-2010
Hratch Samuel ArukianOppenheimer & Co. Inc.Barclays Capital Inc.05-03-2010
Michal Marie PetkoffOppenheimer & Co. Inc.Morgan Stanley$5006-29-2010
Edwin Gerard BeusseOppenheimer & Co. Inc.Ally Securities LLC09-22-2010
Thomas Joseph Dagger IIIOppenheimer & Co. Inc.David Lerner Associates, Inc.$2507-18-2011
Robert Gerald HirschOppenheimer & Co. Inc.David Lerner Associates, Inc.$1009-19-2011
Rocio Solaire RocaOppenheimer & Co. Inc.Reuven Enterprises Securities Division, LLC09-26-2011
Ralph Louis YovaneOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated$15011-10-2011
Ramon Emilio Valet Jr.Oppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-17-2012
Francis Salvatore ChimentiOppenheimer & Co. Inc.Morgan Stanley$15001-18-2012
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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