Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eduardo Eloy CaballeroOppenheimer & Co. Inc.Tellimer Markets Inc.05-15-2018
Jane Harriet WasserstromOppenheimer & Co. Inc.UBS Financial Services Inc.04-10-2018
Jan A. GalvezOppenheimer & Co. Inc.Capital One Investing, LLC04-09-2018
Shane Patrick KellyOppenheimer & Co. Inc.Commonwealth Financial Network04-09-2018
Gavriel S. BergerOppenheimer & Co. Inc.AllianceBernstein L.P.04-03-2018
Jorge Enrique RomeroOppenheimer & Co. Inc.Morgan Stanley11-02-2017
Marc LevinOppenheimer & Co. Inc.Morgan Stanley09-08-2017
Mark Edward YadgaroffOppenheimer & Co. Inc.Sanford C. Bernstein & Co., LLC06-12-2017
Christopher John NicolosiOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated03-06-2017
Andrew Joseph KorisOppenheimer & Co. Inc.Morgan Stanley12-19-2016
Irene Anne KosikOppenheimer & Co. Inc.Morgan Stanley07-08-2016
Alexander Morgan SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-07-2016
Marvin Ira WigutowOppenheimer & Co. Inc.David Lerner Associates, Inc.08-24-2015
Chad Edward AllenOppenheimer & Co. Inc.UBS Financial Services Inc.08-13-2015
Jack Meyer ZahlOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC07-15-2015
Sayke Robert ReilleyOppenheimer & Co. Inc.Liberty Partners Financial Services, LLC04-22-2015
Jamie Lyn DicataldoOppenheimer & Co. Inc.Morgan Stanley04-15-2015
Omri AmitOppenheimer & Co. Inc.RBC Capital Markets, LLC04-06-2015
Joseph FusaroOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2014
Michael B WolffOppenheimer & Co. Inc.HSBC Securities (USA) Inc.06-02-2014
John Patrick LedererOppenheimer & Co. Inc.Morgan Stanley05-20-2014
Melissa Murphy PavoneOppenheimer & Co. Inc.UBS Financial Services Inc.01-02-2014
Svitlana S KyrukhinaOppenheimer & Co. Inc.Brean Capital, LLC11-07-2013
James Creighton CollinsOppenheimer & Co. Inc.UBS Financial Services Inc.09-16-2013
Seldon Taylor ClarkeOppenheimer & Co. Inc.Seaport Securities Corp.09-10-2013
Next Page »

Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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