Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Guy GirontaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00002-06-2019
Sean Daniel BurkeOppenheimer & Co. Inc.The Jeffrey Matthews Financial Group, L.L.C.$10008-13-2018
Robert C LinkOppenheimer & Co. Inc.Morgan Stanley$10001-12-2018
Gary Richard GrossOppenheimer & Co. Inc.RBC Capital Markets, LLC$5011-01-2017
Kenneth Wayne LiddyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC10-18-2017
Brian D. HoffmanOppenheimer & Co. Inc.SII Investments, Inc.07-21-2017
William Stoddard ValentineOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5011-11-2016
Debra B. BlairOppenheimer & Co. Inc.Citizens Securities, Inc.08-12-2015
Matthew Steven MarcolinaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC03-27-2015
Bernard Regis TheisOppenheimer & Co. Inc.RBC Capital Markets, LLC07-29-2014
Brian Gerald OrrOppenheimer & Co. Inc.RBC Capital Markets, LLC$5007-24-2014
Leonard Joseph SilvesterOppenheimer & Co. Inc.RBC Capital Markets, LLC07-22-2014
Matthew Stephen WukitschOppenheimer & Co. Inc.J.P. Morgan Securities LLC10-22-2013
Stella Ma DesantisOppenheimer & Co. Inc.Morgan Stanley$2506-17-2013
Susan PajerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC06-04-2013
Raymond Lewis DinkelOppenheimer & Co. Inc.PNC Investments$10004-01-2013
George Melvin Schwartz Jr.Oppenheimer & Co. Inc.Morgan Stanley03-28-2013
Anthony A PellOppenheimer & Co. Inc.Morgan Stanley01-04-2013
Patrick Kevin McFaddenOppenheimer & Co. Inc.Morgan Stanley11-12-2012
Karen Maureen Van HornOppenheimer & Co. Inc.Morgan Stanley10-08-2012
Joseph James QuigleyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15006-17-2011
Casey SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC06-17-2011
Christopher Michael AudusOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-02-2011
David Herman BergsteinOppenheimer & Co. Inc.Janney Montgomery Scott LLC$2503-19-2010
Robert Edward TernoskyOppenheimer & Co. Inc.Morgan Stanley12-04-2009
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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