Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Joseph DorseyOppenheimer & Co. Inc.Legend Advisory, LLC03-30-2020
John Paul PocceschiOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Stephen Guy GirontaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00002-06-2019
Mary Frances LennonOppenheimer & Co. Inc.Oppenheimer & Co. Inc.11-15-2018
Sean Daniel BurkeOppenheimer & Co. Inc.The Jeffrey Matthews Financial Group, L.L.C.$10008-13-2018
Raymond Keith MalickiOppenheimer & Co. Inc.Morgan Stanley$5008-03-2018
Charles Lewis Hillis Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$2506-27-2018
Robert C LinkOppenheimer & Co. Inc.Morgan Stanley$1001-12-2018
Gary Richard GrossOppenheimer & Co. Inc.RBC Capital Markets, LLC$5011-01-2017
Kenneth Wayne LiddyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC10-18-2017
Arturo VillacortaOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$909-13-2017
Brian D. HoffmanOppenheimer & Co. Inc.SII Investments, Inc.07-21-2017
William Stoddard ValentineOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5011-11-2016
Robert Donald HarrisonOppenheimer & Co. Inc.Morgan Stanley$10010-27-2016
Eric Steven PickerOppenheimer & Co. Inc.Centennial Securities Company, Inc.05-05-2016
Michael Kennedy CarberryOppenheimer & Co. Inc.Morgan Stanley02-17-2016
John Patrick KellyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15009-04-2015
Debra B. BlairOppenheimer & Co. Inc.Citizens Securities, Inc.$1008-12-2015
Matthew Steven MarcolinaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC03-27-2015
Brian Paul CutticOppenheimer & Co. Inc.Lincoln Financial Distributors, Inc.11-14-2014
Bernard Regis TheisOppenheimer & Co. Inc.RBC Capital Markets, LLC07-29-2014
Brian Gerald OrrOppenheimer & Co. Inc.RBC Capital Markets, LLC$5007-24-2014
Leonard Joseph SilvesterOppenheimer & Co. Inc.RBC Capital Markets, LLC07-22-2014
Matthew Stephen WukitschOppenheimer & Co. Inc.J.P. Morgan Securities LLC10-22-2013
James Joseph DotzmanOppenheimer & Co. Inc.Piper Jaffray Investment Management, LLC08-27-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.