Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Whitney C RuggOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Gregory Arthur GauthierOppenheimer & Co. Inc.Securities Service Network, LLC11-03-2014
John N GinsburyOppenheimer & Co. Inc.Morgan Stanley$15010-13-2014
Robert Edward Fairbrothers Jr.Oppenheimer & Co. Inc.Janney Montgomery Scott LLC$15004-25-2014
Walter Alan CooperOppenheimer & Co. Inc.UBS Financial Services Inc.$15003-21-2012
David C VanechOppenheimer & Co. Inc.Morgan Stanley$15008-13-2010
William Dean VanechOppenheimer & Co. Inc.Morgan Stanley$10008-13-2010
Jason DoddOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$106-14-2010
David Paul HobsonOppenheimer & Co. Inc.RBC Capital Markets, LLC04-30-2010
Carol Beth NulmanOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-16-2009
Gretchen Mary Thies WallaceOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-16-2009
Marisa F PollardOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-16-2009
David William CollinsOppenheimer & Co. Inc.UBS Financial Services Inc.$15003-27-2009
Edward Pontarelli Jr.Oppenheimer & Co. Inc.H&R Block Financial Advisors, Inc.02-27-2009
Virginia Lee ButterworthOppenheimer & Co. Inc.Brown, Lisle/Cummings, Inc.01-16-2009

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.