Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Whitney C RuggOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Deanna Marie RiccitelliOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
Gregory Arthur GauthierOppenheimer & Co. Inc.Hammond Iles Wealth Advisors11-03-2014
John GinsburyOppenheimer & Co. Inc.Morgan Stanley10-13-2014
Robert Edward Fairbrothers Jr.Oppenheimer & Co. Inc.Janney Montgomery Scott LLC$1004-25-2014
Walter Alan CooperOppenheimer & Co. Inc.UBS Financial Services Inc.$2503-21-2012
William Dean VanechOppenheimer & Co. Inc.Morgan Stanley08-13-2010
David C VanechOppenheimer & Co. Inc.Morgan Stanley$2508-13-2010
Jason DoddOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC06-14-2010
David Paul HobsonOppenheimer & Co. Inc.RBC Capital Markets, LLC$2504-30-2010
Carol Beth NulmanOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-16-2009
Marisa PollardOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15004-16-2009
Gretchen Thies WallaceOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-16-2009
David William CollinsOppenheimer & Co. Inc.UBS Financial Services Inc.03-27-2009
Edward Pontarelli Jr.Oppenheimer & Co. Inc.H&R Block Financial Advisors, Inc.02-27-2009
Virginia Lee ButterworthOppenheimer & Co. Inc.Brown, Lisle/Cummings, Inc.$5001-16-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.