Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Allen Heyl IIOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-03-2010
Daniel Stuart HellerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5010-08-2010
Everette Maurice Hardee IIIOppenheimer & Co. Inc.RBC Capital Markets, LLC$5005-11-2012
Frank Dominic CarpinOppenheimer & Co. Inc.Stanford Group Company03-09-2009
Gary Marshall FriedmanOppenheimer & Co. Inc.Raymond James Financial Services, Inc.$5003-29-2018
Harold Rucker VincentOppenheimer & Co. Inc.BB&T Investment Services, Inc.04-20-2017
James Dalton WoodardOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5001-29-2010
James George StamesOppenheimer & Co. Inc.UBS Financial Services Inc.04-24-2009
James William Coburn Jr.Oppenheimer & Co. Inc.RBC Capital Markets, LLC05-11-2012
John Mcwane DiromOppenheimer & Co. Inc.RBC Capital Markets, LLC$2503-11-2011
Kendall Dunn AveryOppenheimer & Co. Inc.RBC Capital Markets, LLC$2503-11-2011
Lynley R. CavanaughOppenheimer & Co. Inc.Stanford Group Company03-18-2009
Robert C Long Jr.Oppenheimer & Co. Inc.Stanford Group Company03-09-2009
Spencer Jones GarrettOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2017
Thomas Norwood Anderson IIIOppenheimer & Co. Inc.UBS Financial Services Inc.07-02-2014
Warren Ellwood Rowe Jr.Oppenheimer & Co. Inc.RBC Capital Markets, LLC$5003-11-2011
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.$10012-07-2018
William Bryant AkersOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
William J KavanaghOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-27-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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