Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Cooper JohnstunPFS Investments Inc.AIG Capital Services, Inc.05-14-2019
James Patrick RozziPFS Investments Inc.Alight Financial Solutions, LLC$107-16-2019
Vanette WingPFS Investments Inc.Allstate Financial Services, LLC01-25-2010
Earle Stephen Martin Jr.PFS Investments Inc.Ameriprise Financial Services, LLC04-30-2013
Darryl John BrownPFS Investments Inc.Ameriprise Financial Services, LLC04-11-2013
Amy E. IshiiPFS Investments Inc.Ameritas Investment Company, LLC04-13-2015
Kurtis PowellPFS Investments Inc.Ameritas Investment Company, LLC09-12-2012
Jo G. HollomanPFS Investments Inc.Avantax Investment Services, Inc.03-23-2020
Grace Minerva Lopez-WilliamsPFS Investments Inc.Avantax Investment Services, Inc.11-22-2019
Hussein Ali KhalilPFS Investments Inc.Avantax Investment Services, Inc.10-23-2019
Gregory Joseph IaquintaPFS Investments Inc.Avantax Investment Services, Inc.04-18-2019
Harry Hugh HolmesPFS Investments Inc.Avantax Investment Services, Inc.01-03-2019
Brenda G. SorensenPFS Investments Inc.Avantax Investment Services, Inc.09-14-2018
Willie B. SimsPFS Investments Inc.Avantax Investment Services, Inc.09-12-2018
Ahmed Hamed Ahmed EidPFS Investments Inc.Avantax Investment Services, Inc.09-28-2017
Mark Alexis PimentelPFS Investments Inc.Avantax Investment Services, Inc.08-05-2016
Brett John BengfordPFS Investments Inc.Avantax Investment Services, Inc.07-27-2015
Jerry Wayne WarnerPFS Investments Inc.Avantax Investment Services, Inc.08-18-2009
Edwin Convery Jr.PFS Investments Inc.AXA Advisors, LLC11-05-2018
Peter William BreitschPFS Investments Inc.AXA Advisors, LLC06-07-2017
Alf MarrinPFS Investments Inc.AXA Advisors, LLC02-09-2017
James Wright ByersPFS Investments Inc.AXA Advisors, LLC07-30-2010
Michael Kevin SquiresPFS Investments Inc.BB&T Investment Services, Inc.05-24-2017
Jorge Alberto RomanPFS Investments Inc.BBVA Compass Investment Solutions, Inc.11-29-2011
Christopher Jack HoffmanPFS Investments Inc.C C F Investments, Inc.05-11-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.