Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie Veronica ChamblissPFS Investments Inc.Equitable Advisors, LLC09-04-2020
Alejandro CastilloPFS Investments Inc.J.P. Morgan Securities LLC07-22-2020
Carlos J Berrios-AgostoPFS Investments Inc.Cambridge Investment Research, Inc.07-08-2020
Lyndah Christine TelloPFS Investments Inc.Wells Fargo Clearing Services, LLC06-25-2020
Ryan William MillerPFS Investments Inc.First Command Brokerage Services, Inc.06-11-2020
Miemie Mie ChangPFS Investments Inc.Farmers Financial Solutions, LLC05-21-2020
Eddy Jovanny ArriazaPFS Investments Inc.J.P. Morgan Securities LLC04-23-2020
Richard MacciolaPFS Investments Inc.T3 Trading Group, LLC04-07-2020
Jo G HollomanPFS Investments Inc.Avantax Investment Services, Inc.03-23-2020
William Grant SpencerPFS Investments Inc.Edward Jones03-05-2020
Allen Kevin HunterPFS Investments Inc.SagePoint Financial, Inc.03-04-2020
Craig W MorrisonPFS Investments Inc.Pruco Securities, LLC.02-13-2020
Nakia Nicolette SmithPFS Investments Inc.TIAA-CREF Individual & Institutional Services, LLC01-22-2020
Hussein Ali KhalilPFS Investments Inc.Avantax Investment Services, Inc.10-23-2019
Jarred Timothy CodyPFS Investments Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
James Raymond MurphyPFS Investments Inc.Foresters Financial Services, Inc.10-18-2019
Keith Aron ClinePFS Investments Inc.TD Ameritrade, Inc.10-17-2019
Paula DayPFS Investments Inc.Stifel, Nicolaus & Company, Incorporated08-22-2019
Alicia Dione TurnerPFS Investments Inc.Foresters Financial Services, Inc.08-20-2019
Luke C ShanksPFS Investments Inc.Edward Jones08-06-2019
Richard A SoleimaniPFS Investments Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Vicki Lee MoffattPFS Investments Inc.Independent Financial Group, LLC07-11-2019
Andre St Lawrence CampbellPFS Investments Inc.Inspire Advisors, LLC06-13-2019
Maria Zuleima Martinez-ZepedaPFS Investments Inc.Wells Fargo Clearing Services, LLC06-12-2019
Leonard CurcioPFS Investments Inc.Transamerica Financial Advisors, Inc06-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.