Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aarianne Michole IsraelPFS Investments Inc.PFS Investments Inc.01-25-2020
Aarianne Michole IsraelPFS Investments Inc.PFS Investments Inc.05-31-2017
Ahmed Hamed Ahmed EidPFS Investments Inc.Avantax Investment Services, Inc.09-28-2017
Alberto Ivan RoaPFS Investments Inc.PFS Investments Inc.01-06-2016
Aldain Christopher BeamPFS Investments Inc.Nationwide Investment Services Corporation02-08-2017
Andre St Lawrence CampbellPFS Investments Inc.Inspire Advisors, LLC06-13-2019
Andres Felipe SanchezPFS Investments Inc.PFS Investments Inc.07-17-2015
Angel Dario BaezPFS Investments Inc.PFS Investments Inc.01-26-2018
Angelo Leon ShipmanPFS Investments Inc.PFS Investments Inc.03-29-2010
Anjela NowbaharPFS Investments Inc.PFS Investments Inc.01-06-2020
Anne Lude HoracePFS Investments Inc.PFS Investments Inc.01-16-2018
Antoine CenatusPFS Investments Inc.PFS Investments Inc.01-02-2014
Artis Otto Williams IIIPFS Investments Inc.Pershing LLC08-10-2016
Berardo MartinezPFS Investments Inc.PFS Investments Inc.03-25-2011
Bernard EdwardsPFS Investments Inc.PFS Investments Inc.03-11-2010
Betty Ducenor GilbertPFS Investments Inc.PFS Investments Inc.01-16-2020
Betty Ducenor GilbertPFS Investments Inc.PFS Investments Inc.01-27-2016
Bonita Carol BoehmPFS Investments Inc.PFS Investments Inc.01-05-2010
Brenda G. SorensenPFS Investments Inc.Avantax Investment Services, Inc.09-14-2018
Carlos J. Berrios-AgostoPFS Investments Inc.J.P. Morgan Securities LLC05-10-2016
Carolina ArenasPFS Investments Inc.J.P. Morgan Securities LLC08-24-2017
Charles Edward TindolPFS Investments Inc.PFS Investments Inc.04-09-2013
Charlotte Ann RoperPFS Investments Inc.VALIC Financial Advisors, Inc.10-25-2016
Cholanda Ametria PowellPFS Investments Inc.PFS Investments Inc.02-23-2011
Christian S. Guerrero SanchezPFS Investments Inc.PFS Investments Inc.01-26-2017
Next Page »

Showing 1 to 25 of 123 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.