Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Grant SpencerPFS Investments Inc.Edward Jones03-05-2020
Lewis Charles LampleyPFS Investments Inc.PFS Investments Inc.01-25-2020
Bryant ThomasPFS Investments Inc.PFS Investments Inc.01-25-2020
Nakia Nicolette SmithPFS Investments Inc.TIAA-CREF Individual & Institutional Services, LLC01-22-2020
Grace Minerva Lopez-WilliamsPFS Investments Inc.Avantax Investment Services, Inc.11-22-2019
James Raymond MurphyPFS Investments Inc.Foresters Financial Services, Inc.10-18-2019
Keith Aron ClinePFS Investments Inc.TD Ameritrade, Inc.10-17-2019
Johnson Curtis JimisonPFS Investments Inc.MSC - BD, LLC$5007-30-2019
Utkarsha BanerjeePFS Investments Inc.PNC Investments07-25-2019
Sandra Surrey DavidsonPFS Investments Inc.PFS Investments Inc.03-06-2019
Lavaughnia HarrisPFS Investments Inc.PFS Investments Inc.02-05-2019
Kristi Pettit DrewPFS Investments Inc.PFS Investments Inc.01-11-2019
Anika Syeda FarhatPFS Investments Inc.J.P. Morgan Securities LLC09-25-2018
Reginald Lamar HubbardPFS Investments Inc.PFS Investments Inc.06-19-2018
Keisha Natalee ColePFS Investments Inc.PFS Investments Inc.02-02-2018
Sean RowePFS Investments Inc.PFS Investments Inc.01-24-2018
Archer Martin HoneaPFS Investments Inc.PFS Investments Inc.01-06-2018
Tamika Nichole FootePFS Investments Inc.J.P. Morgan Securities LLC07-20-2017
Damon V. WilsonPFS Investments Inc.VALIC Financial Advisors, Inc.06-30-2017
Christopher Jack HoffmanPFS Investments Inc.C C F Investments, Inc.05-11-2017
Russell Max SamplesPFS Investments Inc.PFS Investments Inc.01-27-2017
Grady Henry PittmanPFS Investments Inc.PFS Investments Inc.01-26-2017
Ermelinta CapozziPFS Investments Inc.J.P. Morgan Securities LLC12-08-2016
Thomas Augustus HunterPFS Investments Inc.PFS Investments Inc.11-17-2016
Gregory Gerard BonePFS Investments Inc.ProEquities, Inc.09-14-2016
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.